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JS

John J. Sexton

REVERE SECURITIES LLC
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 419304
JS

Professional summary


John Joseph Sexton JR is a registered financial professional currently at REVERE SECURITIES LLC located in Boston, Massachusetts.

John is registered as a RR (Registered Representative) and started their career in finance in 1977. John has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, PC and Series 1 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Joseph Sexton JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 12, 2010 - Present

REVERE SECURITIES LLC

Office #1: 160 State Street 7th Floor, Boston, MA 02109
BD
CRD#: 14178
BOSTON, MA
Past

September 18, 2007 - July 15, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
BOSTON, MA
Past

September 9, 2002 - September 18, 2007

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOSTON, MA
Past

August 5, 2000 - September 12, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 14, 1994 - August 5, 2000

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

December 13, 1977 - February 18, 1994

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/12/2010)
RR
Connecticut
(7/12/2010)
RR
Delaware
(8/3/2010)
RR
Florida
(7/12/2010)
RR
Georgia
(7/12/2010)
RR
Illinois
(7/12/2010)
RR
Maine
(7/21/2010)
RR
Massachusetts
(7/27/2010)
RR
Michigan
(8/2/2010)
RR
Missouri
(5/9/2013)
RR
New Hampshire
(7/12/2010)
RR
New Jersey
(7/12/2010)
RR
New York
(7/12/2010)
RR
North Carolina
(9/13/2010)
RR
Ohio
(7/12/2010)
RR
Virginia
(7/12/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 7/10/1979
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 3/4/1983
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 11/1/1966
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


RS
REVERE SECURITIES LLC
ASR DIVISION OF TRACK SECURITIES CORP | TRACK SECURITIES CORP. | REVERE WEALTH MANAGEMENT LLC | REVERE SECURITIES LLC | REVERE SECURITIES CORP. | M-W SECURITIES CORP. | BRIARCLIFF CAPITAL CORP.

CRD#: 14178 / SEC#: , 8-30511

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
560 Lexington Avenue 16th Floor, New York, NY 10022
Mailing Address
560 Lexington Avenue 16th Floor, New York, NY 10022
Phone number
(212) 688-2350
Established
Delaware since 12/31/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
REVERE INVESTMENT HOLDINGS LLCSHAREHOLDER
BODKIN, GREGORY PATRICKCHIEF COMPLIANCE OFFICER3008389
FULLMAN, SCOTT HOWARDPRESIDENT / CHIEF OPERATIONS OFFICER1516584
MORENO, WILLIAM FRANCISCEO / EXECUTIVE CHAIRMAN2801621
ZULUAGA, OSEASCFO / FINOP4186791

Disclosures


Regulatory Event14
Arbitration3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REVERE SECURITIES LLC

CRD#: 14178Boston, MA 02109

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