Jonathan D. Leidy

PORTICO WEALTH ADVISORS

Larkspur, CA 94939

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CRD#: 4192876

Professional summary

Jonathan David Leidy, AIF®, CFP® is a registered financial advisor currently at PORTICO WEALTH ADVISORS, LLC located in Larkspur, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jonathan has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Leidy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

January 19, 2010 - Present

PORTICO WEALTH ADVISORS, LLC

Office #1: 17 E. Sir Francis Drake Blvd. Suite 218, Larkspur, CA 94939

RIA

CRD#: 151794

Larkspur, CA

Past

May 27, 2009 - November 19, 2009

TAMALPAIS WEALTH ADVISORS

RIA

CRD#: 133629

SAN RAFAEL, CA

Past

May 14, 2001 - April 18, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CORTE MADERA, CA

Past

May 19, 2000 - April 18, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTICO WEALTH ADVISORS, LLC

PANORAMIC WEALTH ADVISORS | PORTICO WEALTH ADVISORS, LLC

CRD#: 151794 / SEC#: 801-95174

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

California

Registered Investment Advisory firm - (5/28/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/19/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

Current Firm

PORTICO WEALTH ADVISORS, LLC

PANORAMIC WEALTH ADVISORS | PORTICO WEALTH ADVISORS, LLC

CRD#: 151794 / SEC#: 801-95174

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

California

Registered Investment Advisory firm - (5/28/2015 Terminated)

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Contact information

Main Address

17 E. Sir Francis Drake Blvd. Suite 218, Larkspur, CA 94939

Mailing Address

Phone number

(415) 925-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/27/2025)

Regulatory assets under management

Total Number of Accounts	303
AUM (Assets Under Management)	$ 264,008,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan D. Leidy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Leidy's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTICO WEALTH ADVISORS, LLC

TAMALPAIS WEALTH ADVISORS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

PORTICO WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2000

Series 7

Date: 5/18/2000

Current Firm

PORTICO WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTICO WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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