Glee A. Coffeen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glee Ann Coffeen, who also goes by Glee Ann Deuvall, was a registered financial professional .
Glee is a previously registered financial professional and started their career in finance in 2000. Glee had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2017 - March 6, 2019
TRUIST ADVISORY SERVICES, INC.
April 14, 2017 - March 6, 2019
TRUIST INVESTMENT SERVICES, INC.
May 19, 2005 - April 21, 2015
TRUIST INVESTMENT SERVICES, INC.
January 4, 2005 - April 21, 2015
TRUIST INVESTMENT SERVICES, INC.
April 12, 2002 - December 3, 2004
WORLD GROUP SECURITIES, INC.
August 31, 2000 - April 12, 2002
WMA SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
