Michael F. Conze
Professional summary
Michael F. Conze is a registered financial professional currently at BTIG, LLC located in Stamford, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 63, Series 7TO, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael F. Conze's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2020 - Present
BTIG, LLC
July 30, 2002 - December 9, 2002
A.B. WATLEY, INC.
July 10, 2001 - May 15, 2002
A.B. WATLEY, INC.
January 19, 2001 - July 16, 2001
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2020)
(8/13/2020)
(8/13/2020)
(3/14/2024)
(8/27/2020)
(8/21/2020)
(10/7/2020)
(8/22/2020)
(8/21/2020)
(8/23/2020)
Exams
Series 7TO
Date: 10/6/2020
General Securities Representative ExaminationSeries 55
Date: 5/1/2002
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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