AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
FK

Fauzia Kurjee

Some features on this profile are disabled
CRD#: 4192244
FK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Fauzia Kurjee, who also goes by Fauzia F Kurjee, was a registered financial professional .

Fauzia is a previously registered financial professional and started their career in finance in 2002. Fauzia had worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fauzia F Kurjee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 24, 2023 - December 8, 2023

REQUISITE CAPITAL MANAGEMENT LLC

RIA
CRD#: 283107
DALLAS, TX
Past

August 16, 2018 - August 28, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HOUSTON, TX
Past

August 7, 2018 - August 28, 2021

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
HOUSTON, TX
Past

September 23, 2014 - March 19, 2018

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
HOUSTON, TX
Past

September 23, 2014 - March 19, 2018

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

September 9, 2011 - September 19, 2014

MORGAN STANLEY

RIA
CRD#: 149777
HOUSTON, TX
Past

July 18, 2011 - September 19, 2014

MORGAN STANLEY

BD
CRD#: 149777
HOUSTON, TX
Past

March 22, 2006 - November 1, 2007

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HOUSTON, TX
Past

December 7, 2005 - November 1, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
HOUSTON, TX
Past

December 13, 2002 - March 24, 2005

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HOUSTON, TX
Past

July 25, 2002 - March 24, 2005

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
REQUISITE CAPITAL MANAGEMENT LLC
REQUISITE CAPITAL MANAGEMENT LLC | SPRING ADVISORS, LLC

CRD#: 283107 / SEC#: 801-110215

RIA
Registered Investment Advisory firm - (6/2/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/3/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/18/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/12/2011
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/5/2014
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/24/2013
General Securities Sales Supervisor - Options Module Examination

Current Firm

RC
REQUISITE CAPITAL MANAGEMENT LLC
REQUISITE CAPITAL MANAGEMENT LLC | SPRING ADVISORS, LLC

CRD#: 283107 / SEC#: 801-110215

RIA
Registered Investment Advisory firm - (6/2/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4001 Maple Avenue Suite 290, Dallas, TX 75219
Mailing Address
Phone number
(469) 373-3399
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

REQUISITE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (5/5/2025)

Regulatory assets under management

Total Number of Accounts796
AUM (Assets Under Management)$ 1,987,793,761

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REQUISITE CAPITAL MANAGEMENT LLC

CRD#: 283107

TRUST BUT VERIFY

Monitor Fauzia Kurjee

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.