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Clifford Elmore Severson

CRD# 419211·Registered 1964 - 1989
Previously Registered: Being a previously registered professional could mean that Clifford is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Clifford Elmore Severson was a registered financial advisor. Clifford was a previously registered financial professional and started their career in finance 1964 - 1989. Clifford had worked at 7 firms and has passed the Series 63, Series 5 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

69 years in the financial services industry

Current & Past Employments

ANDOVER SECURITIES, INC.·CRD# 16903
BD
December 10, 1985 - December 13, 1989
BEACH SECURITIES, INC.·CRD# 13380
BD
July 15, 1985 - November 12, 1985
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 22, 1977 - July 18, 1983
SHEARSON HAYDEN STONE INC.·CRD# 7295
BD
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.·CRD# 6774
BD
November 8, 1974 - November 17, 1976
HAYDEN STONE INC.·CRD# 6567
BD
June 26, 1974 - November 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED·CRD# 766
BD
June 18, 1964 - July 29, 1975

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Current Firm

AS
ANDOVER SECURITIES, INC.

ANDOVER SECURITIES, INC.

CRD#: 16903 / SEC#: 8-34718
BD
Terminated by SEC on 03/19/1996

Contact Information

Established

Missouri since 01/04/1988

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1983About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 1 — Registered Representative Examination

Passed Jul 1957

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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