JR
Jennifer M. Round
NATIXIS ADVISORS
Boston, MA 02199
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CRD#: 4192006
JR
Professional summary
Jennifer Marie Round is a registered financial advisor currently at NATIXIS ADVISORS, LLC located in Boston, Massachusetts and NATIXIS DISTRIBUTION, LLC located in Boston, Massachusetts.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jennifer has worked at 8 firms and has passed the Series 65, Series 63, Series 31, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Marie Round's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2019 - Present
NATIXIS ADVISORS, LLC
Office #1: 888 Boylston Street Suite 800, Boston, MA 02199RIA
CRD#: 106800
Boston, MA
Current
September 24, 2019 - Present
NATIXIS DISTRIBUTION, LLC
Office #1: 888 Boylston Street Suite 800, Boston, MA 02199-8197BD
CRD#: 34754
Boston, MA
Past
August 30, 2016 - September 24, 2019
NEUBERGER BERMAN BD LLC
RIA
CRD#: 2908
NEW YORK, NY
Past
August 30, 2016 - September 24, 2019
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
NEW YORK, NY
Past
December 24, 2014 - March 23, 2016
REALTY CAPITAL SECURITIES, LLC
BD
CRD#: 145454
NEW YORK, NY
Past
July 4, 2012 - December 16, 2014
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
RIA
CRD#: 109591
NEW YORK, NY
Past
November 19, 2010 - December 16, 2014
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
NEW YORK, NY
Past
July 18, 2005 - November 7, 2005
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
June 23, 2005 - July 13, 2005
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
August 4, 2000 - July 18, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NATIXIS ADVISORS, LLC
CDC IXIS ASSET MANAGEMENT ADVISERS, L.P. | SEEYOND | NVEST FUNDS MANAGEMENT LP | NGAM ADVISORS, L.P. | NATIXIS ASSET MANAGEMENT ADVISORS, L.P. | NATIXIS ADVISORS, LLC | NATIXIS ADVISORS, L.P. | IXIS ASSET MANAGEMENT ADVISORS, L.P.
CRD#: 106800 / SEC#: 801-48408
RIA
Registered Investment Advisory firm - (3/1/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2019)
RR
Alaska(9/24/2019)
RR
Arizona(9/24/2019)
RR
Arkansas(9/24/2019)
RR
California(9/24/2019)
RR
Colorado(9/24/2019)
RR
Connecticut(9/24/2019)
RR
Delaware(9/24/2019)
RR
District of Columbia(9/24/2019)
RR
Florida(9/24/2019)
RR
Georgia(9/24/2019)
RR
Hawaii(9/24/2019)
RR
Idaho(9/24/2019)
RR
Illinois(9/24/2019)
RR
Indiana(9/24/2019)
RR
Iowa(9/24/2019)
RR
Kansas(9/24/2019)
RR
Kentucky(9/24/2019)
RR
Louisiana(9/24/2019)
RR
Maine(9/24/2019)
RR
Maryland(9/24/2019)
RR
Massachusetts(9/24/2019)
IAR
Massachusetts(10/2/2019)
RR
Michigan(9/24/2019)
RR
Minnesota(9/24/2019)
RR
Mississippi(9/24/2019)
RR
Missouri(9/24/2019)
RR
Montana(9/24/2019)
RR
Nebraska(9/24/2019)
RR
Nevada(9/24/2019)
RR
New Hampshire(9/24/2019)
RR
New Jersey(9/24/2019)
RR
New Mexico(9/24/2019)
RR
New York(9/24/2019)
RR
North Carolina(9/24/2019)
RR
North Dakota(9/24/2019)
RR
Ohio(9/24/2019)
RR
Oklahoma(9/24/2019)
RR
Oregon(9/24/2019)
RR
Pennsylvania(9/24/2019)
RR
Puerto Rico(9/24/2019)
RR
Rhode Island(9/24/2019)
RR
South Carolina(9/24/2019)
RR
South Dakota(9/24/2019)
RR
Tennessee(9/24/2019)
RR
Texas(9/24/2019)
RR
Utah(9/24/2019)
RR
Vermont(9/24/2019)
RR
Virgin Islands(9/24/2019)
RR
Virginia(9/24/2019)
RR
Washington(9/24/2019)
RR
West Virginia(9/24/2019)
RR
Wisconsin(9/24/2019)
RR
Wyoming(9/24/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NATIXIS ADVISORS, LLC
CDC IXIS ASSET MANAGEMENT ADVISERS, L.P. | SEEYOND | NVEST FUNDS MANAGEMENT LP | NGAM ADVISORS, L.P. | NATIXIS ASSET MANAGEMENT ADVISORS, L.P. | NATIXIS ADVISORS, LLC | NATIXIS ADVISORS, L.P. | IXIS ASSET MANAGEMENT ADVISORS, L.P.
CRD#: 106800 / SEC#: 801-48408
RIA
Registered Investment Advisory firm - (3/1/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
888 Boylston Street Suite 800, Boston, MA 02199
Mailing Address
Phone number
(617) 449-2802
Established
Firm type
Fiscal year end
# of Employees
426
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85,258 |
| AUM (Assets Under Management) | $ 85,230,726,459 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIXIS ADVISORS, LLC
CRD#: 106800Boston, MA 02199TRUST BUT VERIFY
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