CS
Chad L. Schneider
OAK HARVEST INVESTMENT SERVICES
Houston, TX 77024
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CRD#: 4191671
CS
Professional summary
Chad Lee Schneider is a registered financial advisor currently at OAK HARVEST INVESTMENT SERVICES located in Houston, Texas.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Chad has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/28/2016: Private Advisor Group - DBA: (Hybrid) Kidwell & Company, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA Started 11/02/2015 - 40 Hours Per Month. Chad Schneider is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. This activity involves 33% or less of his time during traditional business hours each month. Mr. Schneider is able to sell annuities, life, health, and long-term care coverage to interested parties through various unaffiliated insurance companies via our insurance agency Oak Harvest Insurance Services, LLC. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Oak Harvest Investment Services always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any representative of Oak Harvest Investment Services in such individual's outside capacities.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Lee Schneider's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2021 - Present
OAK HARVEST INVESTMENT SERVICES
Office #1: 920 Memorial City Way Suite 150, Houston, TX 77024RIA
CRD#: 173293
Houston, TX
Past
February 7, 2021 - February 24, 2021
HODOS WEALTH GROUP, LLC
RIA
CRD#: 311705
SPRING, TX
Past
June 28, 2016 - January 21, 2021
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Houston, TX
Past
November 25, 2015 - January 25, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
HOUSTON, TX
Past
April 16, 2004 - May 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
KINGWOOD, TX
Past
October 25, 2002 - December 31, 2003
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
September 7, 2000 - August 9, 2002
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 24, 2000 - September 14, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OH
OAK HARVEST INVESTMENT SERVICES
OAK HARVEST FINANCIAL GROUP | OAK HARVEST INVESTMENT SERVICES, LLC | OAK HARVEST INVESTMENT SERVICES
CRD#: 173293 / SEC#: 801-116667
RIA
Registered Investment Advisory firm - (5/22/2019 Approved)Texas
Registered Investment Advisory firm - (6/3/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OH
OAK HARVEST INVESTMENT SERVICES
OAK HARVEST FINANCIAL GROUP | OAK HARVEST INVESTMENT SERVICES, LLC | OAK HARVEST INVESTMENT SERVICES
CRD#: 173293 / SEC#: 801-116667
RIA
Registered Investment Advisory firm - (5/22/2019 Approved)Texas
Registered Investment Advisory firm - (6/3/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
920 Memorial City Way Suite 150, Houston, TX 77024
Mailing Address
Phone number
(281) 822-1350
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,633 |
| AUM (Assets Under Management) | $ 940,834,408 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
