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MH

Marina Hardwick

ROTHSCHILD & CO REDBURN
New York, NY 10017
Some features on this profile are disabled
CRD#: 4191636
MH

Professional summary


Marina Hardwick, who also goes by Marina Hardwick Mrs, Marina Tzamouranis Miss, is a registered financial professional currently at ROTHSCHILD & CO REDBURN located in New York, New York.

Marina is registered as a RR (Registered Representative) and started their career in finance in 2000. Marina has worked at 12 firms and has passed the Series 16 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Marina Hardwick Mrs | Marina Tzamouranis Miss

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Marina Hardwick's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 13, 2023 - Present

ROTHSCHILD & CO REDBURN

Office #1: 461 Fifth Avenue 15th Floor, New York, NY 10017
BD
CRD#: 140564
New York, NY
Past

March 23, 2023 - May 26, 2023

LEERINK PARTNERS LLC

BD
CRD#: 39011
BOSTON, MA
Past

June 6, 2022 - March 15, 2023

LEERINK PARTNERS LLC

BD
CRD#: 39011
BOSTON, MA
Past

December 10, 2020 - June 13, 2022

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

May 13, 2016 - June 13, 2022

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

February 25, 2016 - June 13, 2022

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

August 21, 2015 - January 15, 2016

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

July 16, 2014 - July 28, 2015

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
NEW YORK, NY
Past

November 5, 2013 - June 12, 2014

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

May 30, 2013 - October 15, 2013

INVESTEC SECURITIES (US) LLC

BD
CRD#: 138421
NEW YORK, NY
Past

August 12, 2011 - June 14, 2012

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

February 1, 2011 - July 28, 2011

UNICREDIT CAPITAL MARKETS LLC

BD
CRD#: 7789
NEW YORK, NY
Past

April 27, 2004 - February 17, 2011

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

July 30, 2001 - April 16, 2004

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

September 7, 2000 - August 2, 2001

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 16
Date: 9/4/2000
NYSE Supervisory Analyst Examination
SRO Registrations
RR
FINRA

Current Firm


R&
ROTHSCHILD & CO REDBURN
REDBURN (USA) LLC | ROTHSCHILD & CO REDBURN | REDBURN PARTNERS (USA) LP | REDBURN ATLANTIC

CRD#: 140564 / SEC#: , 8-67320

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
461 Fifth Avenue 15th Floor, New York, NY 10017
Mailing Address
461 Fifth Avenue 15th Floor, New York, NY 10017
Phone number
(212) 803-7300
Established
Delaware since 04/01/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
REDBURN (EUROPE) LIMITEDPARENT COMPANY
BRISTOWE, WILLIAM ROBERTHEAD OF US ACCESS AND REDBURN ATLANTIC US VICE CHAIRMAN1798670
CONNELLY, ARTHUR MARK JR.US HEAD OF ECM2056930
GORDON, BENJAMIN JAKECHIEF COMPLIANCE OFFICER6677911
JOSEPH, ROWAN MURRAYHEAD OF NORTH AMERICA5517410
KRZAK, ALEXANDER JACOBPRINCIPAL OPERATIONS OFFICER6349160
MCELLIGOTT, CASEY MEREDITHHEAD OF US EXECUTION4440554
SCHACKERT, CHRISTA MARYFINOP, PRINCIPAL FINANCIAL OFFICER4219093

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROTHSCHILD & CO REDBURN

CRD#: 140564New York, NY 10017

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