Marina Hardwick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marina Hardwick, who also goes by Marina Hardwick Mrs, Marina Tzamouranis Miss, was a registered financial professional .
Marina is a previously registered financial professional and started their career in finance in 2000. Marina had worked at 12 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2023 - April 28, 2026
ROTHSCHILD & CO REDBURN
March 23, 2023 - May 26, 2023
LEERINK PARTNERS LLC
June 6, 2022 - March 15, 2023
LEERINK PARTNERS LLC
December 10, 2020 - June 13, 2022
E*TRADE SECURITIES LLC
May 13, 2016 - June 13, 2022
MORGAN STANLEY
February 25, 2016 - June 13, 2022
MORGAN STANLEY & CO. LLC
August 21, 2015 - January 15, 2016
MORGAN STANLEY & CO. LLC
July 16, 2014 - July 28, 2015
BMO CAPITAL MARKETS CORP.
November 5, 2013 - June 12, 2014
CANACCORD GENUITY LLC
May 30, 2013 - October 15, 2013
INVESTEC SECURITIES (US) LLC
August 12, 2011 - June 14, 2012
CREDIT SUISSE SECURITIES (USA) LLC
February 1, 2011 - July 28, 2011
UNICREDIT CAPITAL MARKETS LLC
April 27, 2004 - February 17, 2011
CREDIT SUISSE SECURITIES (USA) LLC
July 30, 2001 - April 16, 2004
J.P. MORGAN SECURITIES INC.
September 7, 2000 - August 2, 2001
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ROTHSCHILD & CO REDBURN
CRD#: 140564 / SEC#: , 8-67320
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHSCHILD & CO REDBURN | PARENT COMPANY | 325601 |
| BRISTOWE, WILLIAM ROBERT | HEAD OF US ACCESS AND REDBURN ATLANTIC US VICE CHAIRMAN | 1798670 |
| CONNELLY, ARTHUR MARK JR. | US HEAD OF ECM | 2056930 |
| GORDON, BENJAMIN JAKE | CHIEF COMPLIANCE OFFICER | 6677911 |
| JOSEPH, ROWAN MURRAY | HEAD OF NORTH AMERICA | 5517410 |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| MCELLIGOTT, CASEY MEREDITH | HEAD OF US EXECUTION | 4440554 |
| SCHACKERT, CHRISTA MARY | FINOP, PRINCIPAL FINANCIAL OFFICER | 4219093 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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