Ashley F. Doyle

LUMINA WEALTH MANAGEMENT

WILMINGTON, NC 28403

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CRD#: 4191484

Professional summary

Ashley Fuquay Doyle, CFP®, who also goes by Ashley Nicole Fuquay, Ashley Fuquay Doyle, is a registered financial advisor currently at LUMINA WEALTH MANAGEMENT, LLC located in Wilmington, North Carolina.

Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ashley has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashley Nicole Fuquay | Ashley Fuquay Doyle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Fuquay Doyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

March 30, 2018 - Present

LUMINA WEALTH MANAGEMENT, LLC

Office #1: 1427 Military Cutoff Road Suite 207, Wilmington, NC 28403

RIA

CRD#: 291548

WILMINGTON, NC

Past

August 31, 2009 - March 28, 2018

ANLYAN & HIVELY PRIVATE CLIENT GROUP, LLC

RIA

CRD#: 150580

WILMINGTON, NC

Past

February 23, 2006 - August 31, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WILMINGTON, NC

Past

May 1, 2003 - August 31, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WILMINGTON, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUMINA WEALTH MANAGEMENT, LLC

CRD#: 291548 / SEC#: 801-112277

RIA

Registered Investment Advisory firm - (12/8/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/2003

General Securities Representative Examination

Current Firm

LUMINA WEALTH MANAGEMENT, LLC

CRD#: 291548 / SEC#: 801-112277

RIA

Registered Investment Advisory firm - (12/8/2017 Approved)

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Contact information

Main Address

1427 Military Cutoff Road Suite 207, Wilmington, NC 28403

Mailing Address

Phone number

(910) 599-9409

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LUMINA WEALTH MANAGEMENT, LLC BROCHURE (5/1/2025)

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 196,838,119

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ashley F. Doyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Fuquay Doyle's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUMINA WEALTH MANAGEMENT, LLC

ANLYAN & HIVELY PRIVATE CLIENT GROUP, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

LUMINA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2006

Series 7

Date: 4/28/2003

Current Firm

LUMINA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUMINA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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