Louis Loscalzo

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CRD#: 4191464

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Louis Loscalzo was a registered financial professional .

Louis is a previously registered financial professional and started their career in finance in 2001. Louis had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 17, 2014 - October 28, 2016

FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340

STATEN ISLAND, NY

Past

June 20, 2012 - November 17, 2014

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

NEW YORK, NY

Past

March 19, 2010 - June 22, 2012

BROOKSTONE SECURITIES, INC.

CRD#: 13366

STATEN ISLAND, NY

Past

November 17, 2008 - April 16, 2010

JOHN THOMAS FINANCIAL

CRD#: 40982

NEW YORK, NY

Past

March 28, 2007 - November 24, 2008

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

NEW YORK, NY

Past

April 11, 2006 - December 4, 2008

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

Past

July 20, 2004 - March 22, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

STATEN ISLAND, NY

Past

March 27, 2002 - August 3, 2004

JOSEPH STEVENS & CO., INC.

CRD#: 35459

BROOKLYN, NY

Past

November 13, 2001 - January 31, 2002

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

August 24, 2001 - November 12, 2001

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

January 1, 2001 - August 8, 2001

JOSEPH STEVENS & CO., INC.

CRD#: 35459

BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/27/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/8/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/2006

General Securities Principal Examination

Current Firm

FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340 / SEC#: , 8-69300

Terminated by SEC on 01/04/2020

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 03/19/2013

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CARL STANDARD AND CO. HOLDINGS LLC	DIRECT OWNER

Disclosures

Regulatory Event	4
Civil Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Louis Loscalzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JOSEPH GUNNAR & CO. LLC

BROOKSTONE SECURITIES, INC.

JOHN THOMAS FINANCIAL

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

GUNNALLEN FINANCIAL, INC

JOSEPH STEVENS & CO., INC.

J.P. TURNER & COMPANY, L.L.C.

FIRST MONTAUK SECURITIES CORP.

JOSEPH STEVENS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2007

Series 63

Date: 1/8/2001

SIE

Date: 10/28/2016

Series 7

Date: 12/27/2000

Series 4

Date: 10/8/2007

Series 24

Date: 6/26/2006

Current Firm

FIRST STANDARD FINANCIAL COMPANY LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST STANDARD FINANCIAL COMPANY LLC

TRUST BUT VERIFY

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