Danny Z. Spiegel

VCP FINANCIAL LLC

Staten Island, NY 10314

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CRD#: 4191462

Professional summary

Danny Zvi Spiegel was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Danny Zvi Spiegel, CFP®, who also goes by Daniel Z Spiegel, Danny Z Spiegel, is a registered financial advisor currently at VCP FINANCIAL LLC located in Staten Island, New York.

Danny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Danny has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Z Spiegel | Danny Z Spiegel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danny Zvi Spiegel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

June 24, 2014 - Present

VCP FINANCIAL LLC

Office #1: 2535 Victory Boulevard, Staten Island, NY 10314

RIA

CRD#: 167901

Staten Island, NY

Past

April 23, 2012 - June 10, 2014

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

NEW YORK, NY

Past

February 22, 2012 - December 31, 2017

STONEX SECURITIES INC.

CRD#: 18456

NEW YORK, NY

Past

November 8, 2010 - March 7, 2012

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

NEW YORK, NY

Past

December 24, 2009 - March 7, 2012

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

NEW YORK, NY

Past

November 24, 2006 - December 23, 2009

REUVEN ENTERPRISES SECURITIES DIVISION, LLC

CRD#: 140910

NEW YORK, NY

Past

August 24, 2004 - September 29, 2006

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

March 4, 2004 - August 24, 2004

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VCP FINANCIAL LLC

LPS FINANCIAL LLC | VCP FINANCIAL LLC

CRD#: 167901 / SEC#: 801-112255

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/4/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (1/5/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

New York

Registered Investment Advisory firm - (1/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/18/2017)

IAR

Connecticut
(5/13/2025)

IAR

Florida
(7/26/2023)

IAR

Georgia
(7/1/2025)

IAR

Illinois
(11/2/2023)

IAR

Louisiana
(11/21/2024)

IAR

Maryland
(12/19/2022)

IAR

Michigan
(11/2/2023)

IAR

New Jersey
(5/1/2023)

IAR

New York
(8/31/2021)

IAR

Ohio
(11/2/2023)

IAR

Pennsylvania
(4/26/2023)

IAR

Texas
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2004

General Securities Representative Examination

Current Firm

VCP FINANCIAL LLC

LPS FINANCIAL LLC | VCP FINANCIAL LLC

CRD#: 167901 / SEC#: 801-112255

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/4/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (1/5/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

New York

Registered Investment Advisory firm - (1/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/5/2018 Terminated)

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Contact information

Main Address

2535 Victory Boulevard, Staten Island, NY 10314

Mailing Address

Phone number

(212) 328-7876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - DANIEL SPIEGEL (5/19/2025)

ADV PART 2A BROCHURE (4/4/2025)

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - JOSEPH ORLANDO (3/31/2025)

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - GAURAV LALL (3/31/2025)

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - TAMIR SHABAT (3/31/2025)

Regulatory assets under management

Total Number of Accounts	437
AUM (Assets Under Management)	$ 115,750,896

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Danny Z. Spiegel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danny Zvi Spiegel's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTL ADVISORY CONSULTANTS INC.

STONEX SECURITIES INC.

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

REUVEN ENTERPRISES SECURITIES DIVISION, LLC

WINDSOR STREET CAPITAL, LP

SALOMON GREY FINANCIAL CORPORATION

Primary Firm SEC Registration

VCP FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2010

Series 63

Date: 4/26/2004

SIE

Date: 12/31/2017

Series 7

Date: 3/3/2004

Current Firm

VCP FINANCIAL LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VCP FINANCIAL LLC

TRUST BUT VERIFY

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