Eric R. Tolle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric R Tolle was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2000. Eric had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2018 - December 31, 2023
OAKFORD PARK CAPITAL
May 9, 2013 - December 21, 2017
GFS PRIVATE WEALTH
July 6, 2005 - July 1, 2010
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - July 1, 2010
CHASE INVESTMENT SERVICES CORP.
July 26, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
June 7, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
July 10, 2000 - October 8, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAKFORD PARK CAPITAL
CRD#: 226678 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
