Yuri Brodsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yuri Brodsky was a registered financial professional .
Yuri is a previously registered financial professional and started their career in finance in 2000. Yuri had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2013 - September 28, 2023
LIONTREE ADVISORS LLC
June 23, 2006 - June 28, 2013
UBS SECURITIES LLC
August 12, 2004 - October 6, 2005
UBS SECURITIES LLC
September 27, 2000 - August 3, 2004
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LIONTREE ADVISORS LLC
CRD#: 164399 / SEC#: , 8-69097
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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