Christopher A. Hancock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Allan Hancock was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 2 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2010 - January 5, 2015
FORTRESS CAPITAL FORMATION LLC
July 4, 2003 - December 31, 2008
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTRESS CAPITAL FORMATION LLC
CRD#: 152385 / SEC#: , 8-68449
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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