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John Hanby Foard III

John H. Foard

CROWN PRIVATE WEALTH
Mooresville, NC 28117
Some features on this profile are disabled
CRD#: 4190660
John Hanby Foard III

Professional summary

John Hanby Foard III, CFP®, who also goes by John Hanby Foard, is a registered financial advisor currently at CROWN PRIVATE WEALTH, LLC located in Mooresville, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 15 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John Hanby Foard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Foard Wealth Management, LLC; Owner; Financial industry consulting business. 09/2016, 5720 Brixham Hill Ave, Suite 300, Charlotte, NC 28277; 1 Hour/week. Crown Insurance Advisors, LLC; Location of the business: 132 Joe Knox Ave., Suite 104, Mooresvile NC 28117 United States; Crown Insurance Advisors, LLC; Description of the business: This is a fixed insurance agency providing insurance and risk management services to clients.; Position Title: Co-Founder & Insurance Agent; Responsibilities Duties: Sales & Service of insurance products with retail clientele.; Start date with business: 2023-09-11; Hours per week devoted to business during trading hours: 6; ; Percentage of total yearly compensation expected to be derived from the business: 15; Will an IRS form for income earned be received: No; Name of outside business: Crown Advisors, LLC; Is the business investment related: Yes; Location of the business: 132 Joe Knox Ave., Suite 104 Mooresvile NC 28117 United States; Description of the business: Crown Advisors, LLC is the holding company for Crown Private Wealth, LLC & Crown Insurance Advisors, LLC. Crown Advisors, LLC wholly owns both of these companies and John Foard & William Kearney are 50/50 owners of Crown Advisors, LLC.; Position Title: Co-Founder & Managing Partner; Responsibilities Duties: Managing daily operations in conjunction with William Kearney as Co-Owners/Co-Founders/Managing Partners.; Start date with business: 2023-09-11; Hours per week devoted to business: 40; Hours; Percentage of total yearly compensation expected to be derived from the business: 0; Will an IRS form for income earned be received: No;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Hanby Foard III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

February 9, 2021 - Present

CROWN PRIVATE WEALTH, LLC

Office #1: 132 Joe Knox Avenue Suite 104, Mooresville, NC 28117
RIA
CRD#: 311541
Mooresville, NC
Past

September 12, 2016 - March 5, 2021

VIRTUE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 167816
Charlotte, NC
Past

January 27, 2015 - September 29, 2016

HOBART WEALTH

RIA
CRD#: 168494
CHARLOTTE, NC
Past

November 21, 2013 - September 16, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
Charlotte, NC
Past

November 21, 2013 - September 16, 2016

G.F. INVESTMENT SERVICES, LLC

BD
CRD#: 132939
CHARLOTTE, NC
Past

August 7, 2013 - November 4, 2013

WADDELL & REED

RIA
CRD#: 866
CHARLOTTE, NC
Past

August 1, 2013 - November 4, 2013

WADDELL & REED

BD
CRD#: 866
CHARLOTTE, NC
Past

January 13, 2013 - August 14, 2013

FISHER INVESTMENTS

RIA
CRD#: 107342
CHARLOTTE, NC
Past

October 11, 2011 - January 22, 2013

TD AMERITRADE, INC.

RIA
CRD#: 7870
CHARLOTTE, NC
Past

October 11, 2011 - January 22, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
CHARLOTTE, NC
Past

October 11, 2011 - January 22, 2013

TD AMERITRADE, INC.

BD
CRD#: 7870
CHARLOTTE, NC
Past

August 7, 2009 - October 14, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
CONCORD, NC
Past

August 7, 2009 - October 14, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
CONCORD, NC
Past

March 27, 2007 - August 24, 2009

CROWN CAPITAL SECURITIES, L.P.

RIA
CRD#: 6312
CONCORD, NC
Past

February 15, 2007 - August 24, 2009

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
CONCORD, NC
Past

October 27, 2003 - February 23, 2007

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

May 3, 2001 - October 7, 2003

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

June 14, 2000 - May 9, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 14, 2000 - May 9, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(2/9/2021)
IAR
South Carolina
(10/8/2021)
IAR
West Virginia
(2/16/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/26/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/16/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/2007
General Securities Principal Examination

Current Firm

CP
CROWN PRIVATE WEALTH, LLC
CROWN PRIVATE WEALTH, LLC | INTEGRATED FINANCIAL CONCEPTS, LLC | FOARD WEALTH MANAGEMENT, LLC

CRD#: 311541 / SEC#:

North Carolina
Registered Investment Advisory firm - (2/9/2021 Approved)
South Carolina
Registered Investment Advisory firm - (10/8/2021 Approved)
West Virginia
Registered Investment Advisory firm - (2/16/2021 Approved)
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Contact information

Main Address
132 Joe Knox Avenue Suite 104, Mooresville, NC 28117
Mailing Address
Phone number
(704) 469-0200
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts133
AUM (Assets Under Management)$ 47,706,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROWN PRIVATE WEALTH, LLC

CRD#: 311541Mooresville, NC 28117

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