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JD

Jeffrey A. Decicco

Some features on this profile are disabled
CRD#: 4190543
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Allan Decicco SR., who also goes by Jeff Decicco, Jeffrey Allan Decicco, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2000. Jeffrey had worked at 11 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Decicco | Jeffrey Allan Decicco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 12, 2023 - February 2, 2026

3G FINANCIAL

BD
CRD#: 317740
New York, NY
Past

March 11, 2022 - June 14, 2023

SEQUENCE FINANCIAL SPECIALISTS LLC

BD
CRD#: 132915
FLORENCE, SC
Past

November 6, 2018 - August 24, 2021

CACM

RIA
CRD#: 298587
NEW YORK, NY
Past

November 5, 2014 - August 24, 2021

CANAM INVESTOR SERVICES, LLC

BD
CRD#: 158539
NEW YORK, NY
Past

May 29, 2014 - September 26, 2014

ENERGY HUNTER SECURITIES, INC.

BD
CRD#: 131510
HOUSTON, TX
Past

October 7, 2010 - October 3, 2012

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

March 16, 2010 - September 15, 2010

LABRANCHE FINANCIAL SERVICES, LLC

BD
CRD#: 7432
NEW YORK, NY
Past

October 4, 2006 - March 17, 2010

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
JERSEY CITY, NJ
Past

August 23, 2004 - October 5, 2006

LINKBROKERS DERIVATIVES LLC

BD
CRD#: 123000
JERSEY CITY, NJ
Past

September 17, 2002 - June 29, 2004

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

June 13, 2000 - March 4, 2002

LEXIT CAPITAL, LLC

BD
CRD#: 34048
HOBOKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/19/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/30/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/6/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/12/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/8/2002
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/13/2001
General Securities Principal Examination

Current Firm

3F
3G FINANCIAL
3G FINANCIAL | GOLDEN GATE GLOBAL FINANCIAL, LLC

CRD#: 317740 / SEC#: , 8-70903

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
155 North Upper Wacker Drive Ste 4250, Chicago, IL 60606
Mailing Address
155 North Upper Wacker Drive Ste 4250, Chicago, IL 60606
Phone number
(212) 220-5766
Established
Delaware since 10/01/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GGG FINANCIAL, LLCMEMBER
CZAJKA, DANIEL ADAMCCO2194249
HAYES, SUSANFINOP/CFO/POO/PFO2856326
LOHIA, ABHINAVCHIEF EXECUTIVE OFFICER6984318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

3G FINANCIAL

CRD#: 317740

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