Orlando Fernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Orlando Fernandez, who also goes by Valentin Fernandez, was a registered financial professional .
Orlando is a previously registered financial professional and started their career in finance in 2000. Orlando had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2013 - November 6, 2015
NFSG CORPORATION
October 22, 2013 - November 6, 2015
NEWBRIDGE SECURITIES CORPORATION
June 25, 2013 - October 22, 2013
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
January 7, 2013 - July 2, 2013
CBG WEALTH MANAGEMENT
May 25, 2011 - October 25, 2013
IAA FINANCIAL LLC
October 1, 2008 - May 24, 2011
NFSG CORPORATION
February 25, 2008 - May 24, 2011
NEWBRIDGE SECURITIES CORPORATION
May 29, 2007 - January 9, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - January 9, 2008
CITIGROUP GLOBAL MARKETS INC.
June 1, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
December 3, 2002 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 7, 2001 - December 2, 2002
WAMU INVESTMENTS, INC.
August 16, 2000 - August 27, 2001
IDS LIFE INSURANCE COMPANY
August 16, 2000 - August 27, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
