William J. Bowlan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jean Bowlan, who also goes by Bill Bowlan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2011 - September 1, 2017
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
November 30, 2011 - September 1, 2017
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
July 19, 2010 - November 28, 2011
ESSEX NATIONAL SECURITIES, LLC
July 29, 2008 - June 4, 2010
ESSEX NATIONAL SECURITIES, LLC
July 14, 2008 - November 28, 2011
ESSEX NATIONAL SECURITIES, LLC
January 12, 2006 - July 14, 2008
U.S. BANCORP INVESTMENTS, INC.
March 3, 2003 - July 14, 2008
U.S. BANCORP INVESTMENTS, INC.
June 19, 2002 - March 4, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 3, 2002 - March 4, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 25, 2002 - June 11, 2002
CETERA WEALTH SERVICES, LLC
December 14, 2001 - June 11, 2002
CETERA WEALTH SERVICES, LLC
June 7, 2000 - January 29, 2001
IDS LIFE INSURANCE COMPANY
June 7, 2000 - January 29, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
CRD#: 1254 / SEC#: 801-67179, 8-2915
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 990,880,713 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
