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MT

Maston T. Thornton

KAMICHU WEALTH MANAGEMENT
LAS VEGAS, NV
Some features on this profile are disabled
CRD#: 4189730
MT

Professional summary

Maston Taylor Thornton, CFP® is a registered financial advisor currently at KAMICHU WEALTH MANAGEMENT LLC located in Las Vegas, Nevada.

Maston is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Maston has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maston Taylor Thornton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

June 22, 2018 - Present

KAMICHU WEALTH MANAGEMENT LLC

RIA
CRD#: 295412
LAS VEGAS, NV
Past

May 8, 2009 - June 25, 2018

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
LAS VEGAS, NV
Past

May 8, 2009 - June 25, 2018

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
LAS VEGAS, NV
Past

August 2, 2000 - May 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LAS VEGAS, NV
Past

July 7, 2000 - May 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LAS VEGAS, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KAMICHU WEALTH MANAGEMENT LLC
KAMICHU WEALTH MANAGEMENT LLC | SMOOTH RIVER WEALTH MANAGEMENT

CRD#: 295412 / SEC#: 801-113441

RIA
Registered Investment Advisory firm - (6/18/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(6/22/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/27/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/25/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/17/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 11/8/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/6/2000
General Securities Representative Examination

Current Firm

KW
KAMICHU WEALTH MANAGEMENT LLC
KAMICHU WEALTH MANAGEMENT LLC | SMOOTH RIVER WEALTH MANAGEMENT

CRD#: 295412 / SEC#: 801-113441

RIA
Registered Investment Advisory firm - (6/18/2018 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Las Vegas, NV
Mailing Address
Phone number
(702) 324-4324
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KAMICHU WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/3/2026)

Regulatory assets under management

Total Number of Accounts103
AUM (Assets Under Management)$ 258,075,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KAMICHU WEALTH MANAGEMENT LLC

CRD#: 295412Las Vegas, NV

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