Mackenzie C. Rickman

NAPLES WEALTH PLANNING

BONITA SPRINGS, FL 34103

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CRD#: 4189721

Professional summary

Mackenzie C Rickman, CFP® is a registered financial advisor currently at NAPLES WEALTH PLANNING located in Bonita Springs, Florida.

Mackenzie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mackenzie has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Naples Insurance Strategies, Insurance Agent, Same Address, Started January 2019, Investment Related, 4 hours a month all during securities hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mackenzie C Rickman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

July 2, 2024 - Present

NAPLES WEALTH PLANNING

Office #1: 3301 Bonita Beach Road Suite 308, Bonita Springs, FL 34103

RIA

CRD#: 330316

BONITA SPRINGS, FL

Past

July 2, 2024 - September 30, 2024

IMPRINT WEALTH LLC

RIA

CRD#: 322130

Naples, FL

Past

July 14, 2023 - June 17, 2024

IMPRINT WEALTH LLC

RIA

CRD#: 322130

Naples, FL

Past

October 22, 2020 - August 4, 2023

LAIDLAW WEALTH MANAGEMENT LLC

RIA

CRD#: 150040

Naples, FL

Past

December 5, 2017 - December 31, 2020

CAPITALROCK FINANCIAL, LLC

RIA

CRD#: 281234

NAPLES, FL

Past

June 8, 2017 - December 15, 2020

CAPITAL WEALTH PLANNING, LLC

RIA

CRD#: 150764

Naples, FL

Past

December 18, 2009 - April 7, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

COLUMBIA, MO

Past

October 22, 2008 - April 7, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

COLUMBIA, MO

Past

January 1, 2008 - October 28, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

COLUMBIA, MO

Past

November 26, 2004 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

COLUMBIA, MO

Past

April 17, 2001 - December 2, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBIA, MO

Past

June 6, 2000 - December 2, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING | PRICE WEALTH MANAGEMENT | NAPLES WEALTH PLANNING, LLC

CRD#: 330316 / SEC#: 801-129895

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/5/2000

General Securities Representative Examination

Current Firm

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING | PRICE WEALTH MANAGEMENT | NAPLES WEALTH PLANNING, LLC

CRD#: 330316 / SEC#: 801-129895

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

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Contact information

Main Address

3301 Bonita Beach Road Suite 308, Bonita Springs, FL 34103

Mailing Address

Phone number

(239) 330-4183

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWP FORM ADV 2A - (AMENDED OCTOBER 2025) (10/24/2025)

NAPLES WEALTH PLANNING, LLC - ADV 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	795
AUM (Assets Under Management)	$ 356,289,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mackenzie C. Rickman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mackenzie C Rickman's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPRINT WEALTH LLC

IMPRINT WEALTH LLC

LAIDLAW WEALTH MANAGEMENT LLC

CAPITALROCK FINANCIAL, LLC

CAPITAL WEALTH PLANNING, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NAPLES WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2000

SIE

Date: 4/7/2017

Series 7

Date: 6/5/2000

Current Firm

NAPLES WEALTH PLANNING

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAPLES WEALTH PLANNING

TRUST BUT VERIFY

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