Stewart P. Williams

SAYBRUS EQUITY SERVICES

GREER, SC

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CRD#: 4189671

Professional summary

Stewart Palmer Williams, CFP® is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Greer, South Carolina.

Stewart is registered as a RR (Registered Representative) and started their career in finance in 2000. Stewart has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stewart Palmer Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 15, 2010 - Present

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319

GREER, SC

Past

February 4, 2009 - September 15, 2010

AXCELUS FINANCIAL DISTRIBUTION COMPANY

CRD#: 38383

GREER, SC

Past

February 15, 2005 - February 4, 2009

VP DISTRIBUTORS LLC

CRD#: 3036

CHARLOTTE, NC

Past

November 20, 2002 - February 9, 2005

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Past

August 1, 2001 - November 20, 2002

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

June 15, 2000 - July 19, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

South Carolina
(9/15/2010)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/14/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/14/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/30/2008

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

SAYBRUS EQUITY SERVICES, LLC

SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319 / SEC#: , 8-68521

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One American Row, Hartford, CT 06102-5056

Mailing Address

P.o. Box 5056, Hartford, CT 06102-5056

Phone number

(860) 403-3100

Established

Delaware since 10/01/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SAYBRUS HOLDINGS, LLC	PARENT COMPANY
ALI, AZIZ	VICE PRESIDENT	5030560
CASSIDY, EDWARD WILLIAM JR	EXEC. VP / INTERNAL DIRECTOR	1606787
COSTENBADER, WALTER RUSSELL	FINOP	1828345
HALPERIN, JEFFREY PAUL	INTERNAL DIRECTOR	2899327
LOWE, MOIRA CRONAN	PRESIDENT / CEO / INTERNAL DIRECTOR	4076427
MOORE, GIDEON CLOYES	CHIEF LEGAL OFFICER	7011735
SADOWSKI, ADAM MARK	ASSISTANT VICE PRESIDENT	4578505
SIINO, KATHERINE MARY	AVP & CHIEF COMPLIANCE OFFICER	1666402
TOMKO, CHRISTINE	CFO, PFO, POO	6989991
VIETRI, MICHAEL JOSEPH	INTERNAL DIRECTOR	1068983

Red Flags

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Stewart P. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stewart Palmer Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

AXCELUS FINANCIAL DISTRIBUTION COMPANY

VP DISTRIBUTORS LLC

SOUTHTRUST SECURITIES, LLC

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2000

Series 63

Date: 6/30/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/14/2002

Series 6

Date: 6/14/2000

Series 26

Date: 10/30/2008

FINRA

Current Firm

SAYBRUS EQUITY SERVICES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SAYBRUS EQUITY SERVICES, LLC

TRUST BUT VERIFY

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