Leonid Polyakov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonid Polyakov was a registered financial professional .
Leonid is a previously registered financial professional and started their career in finance in 2000. Leonid had worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2001 - September 17, 2024
KINETICS FUNDS DISTRIBUTOR LLC
December 20, 2000 - September 16, 2009
KBD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 10/3/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
KINETICS FUNDS DISTRIBUTOR LLC
CRD#: 780 / SEC#: , 8-13923
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
