Joseph K. Latona
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Kocur Latona JR. was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2000. Joseph had worked at 6 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2020 - October 7, 2022
ARKONIS CAPITAL LLC
May 15, 2015 - June 10, 2019
TEMPLUM MARKETS LLC
April 21, 2009 - May 12, 2015
GATE US LLC
January 29, 2008 - December 3, 2008
ZEALOUS CAPITAL MARKETS, LLC.
July 3, 2006 - January 4, 2008
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 8, 2004 - July 12, 2006
INTERCAPITAL SECURITIES LLC
June 27, 2000 - January 20, 2004
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2020)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
ARKONIS CAPITAL LLC
CRD#: 147798 / SEC#: , 8-67928
Contact information
FINRA licenses (41 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
