James C. Anselmo
Professional summary
James Christopher Anselmo, who also goes by James Christopher Christopher Anselmo, Jimmy Christopher Anselmo, is a registered financial advisor currently at THE BALDWIN GROUP WEALTH ADVISORS, LLC located in Winter Springs, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Christopher Anselmo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2025 - Present
THE BALDWIN GROUP WEALTH ADVISORS, LLC
January 24, 2007 - August 4, 2025
PRINCIPAL SECURITIES, INC.
December 21, 2005 - August 4, 2025
PRINCIPAL SECURITIES, INC.
October 29, 2004 - January 5, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
September 29, 2000 - July 16, 2004
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
THE BALDWIN GROUP WEALTH ADVISORS, LLC
CRD#: 312284 / SEC#: 801-120404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/17/2025)
Exams
Current Firm
THE BALDWIN GROUP WEALTH ADVISORS, LLC
CRD#: 312284 / SEC#: 801-120404
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,356 |
| AUM (Assets Under Management) | $ 21,043,141,324 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
