PH
Peter M. Hughan
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Norwell, MA
Some features on this profile are disabled
CRD#: 4189442
PH
Professional summary
Peter Michael Hughan, CIMA® is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Norwell, Massachusetts and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 - OBA Name: Norwell Youth Lacrosse Investment-related? No OBA Address: PO Box 379, Norwell, MA 02061 OBA Nature: Youth lacrosse coach Position, Title, or Relationship with the OBA: Volunteer coach OBA Start Date: 3/1/2022 Approximate number of hours/month devoted to the OBA: 10 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: Assistant coach for boys lacrosse
CRS (Client Relationship Summary) - RIA
Click below to view Peter Michael Hughan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 8, 2018 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Office #2: 200 Berkeley St., Boston, MA 02116-5022RIA
CRD#: 105790
Norwell, MA
Current
April 30, 2003 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116BD
CRD#: 28262
Boston, MA
Current
January 21, 2011 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116BD
CRD#: 5249
Boston, MA
Past
September 11, 2003 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
BOSTON, MA
Past
September 11, 2003 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
June 16, 2000 - December 4, 2002
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/28/2014)
RR
Alaska(1/28/2014)
RR
Arizona(1/28/2014)
RR
Arkansas(1/28/2014)
RR
California(1/21/2011)
RR
Colorado(1/28/2014)
RR
Connecticut(10/19/2005)
RR
Delaware(1/13/2009)
RR
District of Columbia(1/13/2009)
RR
Florida(1/28/2014)
RR
Georgia(1/28/2014)
RR
Hawaii(1/28/2014)
RR
Idaho(1/28/2014)
RR
Illinois(1/28/2014)
RR
Indiana(1/28/2014)
RR
Iowa(1/28/2014)
RR
Kansas(1/28/2014)
RR
Kentucky(1/28/2014)
RR
Louisiana(1/28/2014)
RR
Maine(1/13/2009)
RR
Maryland(1/13/2009)
RR
Massachusetts(4/30/2003)
IAR
Massachusetts(11/8/2018)
RR
Michigan(12/16/2005)
RR
Minnesota(1/28/2014)
RR
Mississippi(1/28/2014)
RR
Missouri(1/28/2014)
RR
Montana(12/16/2005)
RR
Nebraska(1/28/2014)
RR
Nevada(1/28/2014)
RR
New Hampshire(1/13/2009)
RR
New Jersey(1/13/2009)
RR
New Mexico(1/28/2014)
RR
New York(1/13/2009)
RR
North Carolina(1/28/2014)
RR
North Dakota(1/28/2014)
RR
Ohio(1/28/2014)
RR
Oklahoma(1/28/2014)
RR
Oregon(1/28/2014)
RR
Pennsylvania(1/13/2009)
RR
Puerto Rico(1/28/2014)
RR
Rhode Island(1/13/2009)
RR
South Carolina(1/28/2014)
RR
South Dakota(1/28/2014)
RR
Tennessee(1/28/2014)
RR
Texas(1/28/2014)
RR
Utah(1/28/2014)
RR
Vermont(1/13/2009)
RR
Virgin Islands(8/14/2020)
RR
Virginia(1/18/2012)
RR
Washington(1/28/2014)
RR
West Virginia(1/28/2014)
RR
Wisconsin(1/28/2014)
RR
Wyoming(1/28/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Berkeley St., Boston, MA 02116-5022
Mailing Address
Phone number
(617) 663-3000
Established
Firm type
Fiscal year end
# of Employees
363
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
