Robert Healy

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CRD#: 4189260

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Healy, who also goes by Robert Healy Crawf, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Healy Crawf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 21, 2012 - January 23, 2017

AEGIS CAPITAL CORP.

CRD#: 15007

MELVILLE, NY

Past

November 28, 2008 - December 7, 2012

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

May 15, 2007 - December 5, 2008

CLARK DODGE & CO., INC.

CRD#: 23288

GARDEN CITY, NY

Past

May 31, 2006 - May 11, 2007

WORLD EQUITY GROUP, INC.

CRD#: 29087

GARDEN CITY, NY

Past

October 24, 2005 - June 12, 2006

S.W. BACH & COMPANY

CRD#: 43522

PORT WASHINGTON, NY

Past

August 17, 2004 - April 20, 2005

S.W. BACH & COMPANY

CRD#: 43522

PORT WASHINGTON, NY

Past

January 27, 2004 - August 11, 2004

LH ROSS & COMPANY, INC.

CRD#: 37920

BOCA RATON, FL

Past

December 3, 2001 - January 30, 2004

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

September 13, 2001 - November 27, 2001

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

May 1, 2001 - August 20, 2001

EMERSON BENNETT & ASSOCIATES

CRD#: 36171

FT. LAUDERDALE, FL

Past

February 12, 2001 - April 19, 2001

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Past

February 2, 2001 - March 2, 2001

CARDINAL CAPITAL MANAGEMENT, INC.

CRD#: 24605

MIAMI, FL

Past

October 6, 2000 - March 1, 2001

R.K. GRACE & COMPANY

CRD#: 35203

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS CAPITAL CORP.

CRD#: 15007 / SEC#: 801-71386, 8-31616

RIA

Registered Investment Advisory firm - SEC (5/10/2010 Approved)

California

Registered Investment Advisory firm - SEC (5/26/2010 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

District of Columbia

Registered Investment Advisory firm - SEC (1/12/2011 Terminated)

Florida

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

Georgia

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (6/21/2011 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (11/5/2014 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (10/28/2014 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (11/7/2014 Terminated)

Nevada

Registered Investment Advisory firm - SEC (12/5/2014 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (6/1/2010 Terminated)

New York

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

Virginia

Registered Investment Advisory firm - SEC (2/23/2011 Terminated)

Washington

Registered Investment Advisory firm - SEC (9/15/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (9/13/2011 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/1/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2000

General Securities Representative Examination

Current Firm

AEGIS CAPITAL CORP.

CRD#: 15007 / SEC#: 801-71386, 8-31616

RIA

Registered Investment Advisory firm - SEC (5/10/2010 Approved)

California

Registered Investment Advisory firm - SEC (5/26/2010 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

District of Columbia

Registered Investment Advisory firm - SEC (1/12/2011 Terminated)

Florida

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

Georgia

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (6/21/2011 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (11/5/2014 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (10/28/2014 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (11/7/2014 Terminated)

Nevada

Registered Investment Advisory firm - SEC (12/5/2014 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (6/1/2010 Terminated)

New York

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (6/11/2010 Terminated)

Virginia

Registered Investment Advisory firm - SEC (2/23/2011 Terminated)

Washington

Registered Investment Advisory firm - SEC (9/15/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (9/13/2011 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 27th Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 27th Floor, New York, NY 10105

Phone number

(212) 813-1010

Established

New York since 01/15/1984

Firm type

Corporation

Fiscal year end

November

Firm Size

Medium

# of Employees

270

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE 2-3-2025 (2/27/2025)

Direct owners and executive officers

Name	Position	CRD#
AEGIS CAPITAL HOLDING CORP.	HOLDING COMPANY
EIDE, ROBERT JAY	CEO, SECRETARY, CLO, DIRECTOR	1015261
FEINMAN, ROBERT STEVEN	CHIEF COMPLIANCE OFFICER	205708
KOTT, GEORGE GREGORY	CHIEF OPERATING OFFICER	2876578
MCKENNA, FRANCIS J	MUNICIPAL PRINCIPAL	4825383
MILLER, JOHN STEVENSON	CO-FINOP	2139980
POSS, THOMAS CHAMPNEY	CHIEF FINANCIAL OFFICER, CO-FINOP	2547521

Regulatory assets under management

Total Number of Accounts	2,760
AUM (Assets Under Management)	$ 1,430,612,106

Disclosures

Regulatory Event	40
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert Healy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OBSIDIAN FINANCIAL GROUP, LLC

CLARK DODGE & CO., INC.

WORLD EQUITY GROUP, INC.

S.W. BACH & COMPANY

S.W. BACH & COMPANY

LH ROSS & COMPANY, INC.

CONTINENTAL BROKER-DEALER CORP.

FIRST MONTAUK SECURITIES CORP.

EMERSON BENNETT & ASSOCIATES

PRIME CHARTER LTD.

CARDINAL CAPITAL MANAGEMENT, INC.

R.K. GRACE & COMPANY

Primary Firm SEC Registration

AEGIS CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/1/2001

SIE

Date: 1/23/2017

Series 7

Date: 9/7/2000

Current Firm

AEGIS CAPITAL CORP.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

AEGIS CAPITAL CORP.

TRUST BUT VERIFY

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