David G. Costello

TANAGER WEALTH MANAGEMENT

London, EC4V 3BJ

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CRD#: 4189188

Professional summary

David Gregory Costello is a registered financial advisor currently at TANAGER WEALTH MANAGEMENT .

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 65, Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gregory Costello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2023 - Present

TANAGER WEALTH MANAGEMENT

Office #1: 7th Floor, East Wing Vintners Place 68 Upper Thames Street, London, EC4V 3BJ

RIA

CRD#: 166084

London,

Past

August 4, 2011 - February 4, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Past

June 22, 2004 - July 5, 2011

NEW ENGLAND SECURITIES

CRD#: 615

WALTHAM, MA

Past

January 12, 2001 - September 10, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 12, 2000 - February 7, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANAGER WEALTH MANAGEMENT

TANAGER WEALTH MANAGEMENT | TANAGER WEALTH MANAGEMENT LLP

CRD#: 166084 / SEC#: 801-77494

RIA

Registered Investment Advisory firm - (1/8/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/2/2023)

IAR

Texas
(5/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/17/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/9/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/2011

General Securities Principal Examination

Current Firm

TANAGER WEALTH MANAGEMENT

TANAGER WEALTH MANAGEMENT | TANAGER WEALTH MANAGEMENT LLP

CRD#: 166084 / SEC#: 801-77494

RIA

Registered Investment Advisory firm - (1/8/2013 Approved)

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Contact information

Main Address

7th Floor, East Wing Vintners Place 68 Upper Thames Street, London, EC4V 3BJ

Mailing Address

The White House Mill Road, Goring On Thames, RG8 9DD

Phone number

020 3965 6330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/4/2025)

Regulatory assets under management

Total Number of Accounts	2,682
AUM (Assets Under Management)	$ 1,259,359,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David G. Costello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gregory Costello's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

PRUDENTIAL EQUITY GROUP, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

TANAGER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2023

Series 66

Date: 7/17/2000

Series 7

Date: 6/9/2000

Series 24

Date: 8/26/2011

Current Firm

TANAGER WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANAGER WEALTH MANAGEMENT

TRUST BUT VERIFY

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