Rebecca E. Brown

THIRD EYE ASSOCIATES, LTD

Red Hook, NY

Some features on this profile are disabled

CRD#: 4189062

Professional summary

Rebecca Elisabeth Brown, CFP®, who also goes by Speck Brown, is a registered financial advisor currently at THIRD EYE ASSOCIATES, LTD located in Red Hook, New York and VISIONARY HORIZONS, LLC located in Brooklyn, New York.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rebecca has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Speck Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Elisabeth Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

November 19, 2025 - Present

THIRD EYE ASSOCIATES, LTD

RIA

CRD#: 149627

Red Hook, NY

Current

May 15, 2026 - Present

VISIONARY HORIZONS, LLC

Office #1: 325 Gold Street Ste 706 #116, Brooklyn, NY 11201

RIA

CRD#: 150483

Brooklyn, NY

Past

August 28, 2024 - September 25, 2025

STONEHAVEN, LLC

CRD#: 118913

NEW YORK, NY

Past

October 5, 2021 - September 7, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

RHINEBECK, NY

Past

July 1, 2010 - July 14, 2021

ALPS DISTRIBUTORS, INC.

CRD#: 16853

GREENWICH, CT

Past

January 4, 2006 - June 30, 2010

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

NEW YORK, NY

Past

June 6, 2005 - January 3, 2006

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

PORTLAND, ME

Past

September 21, 2004 - April 27, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 14, 2003 - October 4, 2004

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Past

December 10, 2001 - October 22, 2003

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

June 8, 2000 - December 10, 2001

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VISIONARY HORIZONS, LLC

CRD#: 150483 / SEC#: 801-79890

RIA

Registered Investment Advisory firm - (6/24/2014 Approved)

Tennessee

Registered Investment Advisory firm - (8/1/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/2000

General Securities Representative Examination

Current Firm

VISIONARY HORIZONS, LLC

CRD#: 150483 / SEC#: 801-79890

RIA

Registered Investment Advisory firm - (6/24/2014 Approved)

Tennessee

Registered Investment Advisory firm - (8/1/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2014 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

620 Mabry Hood Rd Suite 301, Knoxville, TN 37932

Mailing Address

Phone number

(865) 675-8496

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (2/10/2026)

Regulatory assets under management

Total Number of Accounts	3,989
AUM (Assets Under Management)	$ 396,706,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rebecca E. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Elisabeth Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

VISIONARY HORIZONS, LLC

STONEHAVEN, LLC

COMMONWEALTH FINANCIAL NETWORK

ALPS DISTRIBUTORS, INC.

FORESIDE FUNDS DISTRIBUTORS LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SANFORD C. BERNSTEIN & CO., LLC

GROVE POINT INVESTMENTS, LLC

MAIN STREET MANAGEMENT COMPANY

Primary Firm SEC Registration

VISIONARY HORIZONS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/21/2000

SIE

Date: 10/1/2018

Series 7

Date: 6/7/2000

Current Firm

VISIONARY HORIZONS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VISIONARY HORIZONS, LLC

TRUST BUT VERIFY

Similar Advisors