William R. Thurmond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Russell Thurmond, who also goes by Will Thurmond, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2014 - October 1, 2015
WFG ADVISORS, LP
August 22, 2014 - October 1, 2015
WFG INVESTMENTS, INC.
February 20, 2013 - June 12, 2013
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
August 8, 2007 - March 25, 2011
CREWS & ASSOCIATES, INC.
March 28, 2005 - December 19, 2006
KESTRA INVESTMENT SERVICES, LLC
March 28, 2005 - December 19, 2006
KESTRA INVESTMENT SERVICES, LLC
June 7, 2002 - March 1, 2005
MORGAN STANLEY DW INC.
June 7, 2002 - March 1, 2005
MORGAN STANLEY DW INC.
June 8, 2001 - June 14, 2002
MORGAN KEEGAN & COMPANY, LLC
August 21, 2000 - June 14, 2002
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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