JN
Jesse A. Niederbaumer
VANTAGE FINANCIAL PARTNERS
Elm Grove, WI 53122
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CRD#: 4188328
JN
Professional summary
Jesse Allen Niederbaumer is a registered financial advisor currently at VANTAGE FINANCIAL PARTNERS, LLC located in Elm Grove, Wisconsin.
Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jesse has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
If You Build It LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Own office buildings that Vantage rents for RIA business; 30% owner; 2/2021 start date; 2% of time devoted to other business; 0 hours during trading hours; passive investment. VF Enterprise LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Manager and ownership group of Vantage Financial Partners, LLC; 42.77% owner; 2/2021 start date; 2% of time devoted to other business; 0 hours during trading hours; passive investment. VF Tax Service LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Provides tax preparation services; 25% owner; 1/2023 start date; 5 hours/month devoted to other business; 2-5 hours during trading hours VF Ventures LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Manages private equity and similar funds and pooled investment vehicles; 25% owner; 4/2023 start date;15 hours/month devoted to other business; 2-5 hours during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Allen Niederbaumer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2021 - Present
VANTAGE FINANCIAL PARTNERS, LLC
Office #1: 13230 Watertown Plank Road, Elm Grove, WI 53122RIA
CRD#: 315828
Elm Grove, WI
Past
September 25, 2019 - August 19, 2021
THRIVENT ADVISOR NETWORK, LLC
RIA
CRD#: 304569
Elm Grove, WI
Past
February 8, 2005 - September 25, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
ELM GROVE, WI
Past
January 2, 2003 - January 14, 2003
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
LAKE ST. LOUIS, MO
Past
May 22, 2000 - September 25, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
ELM GROVE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VANTAGE FINANCIAL PARTNERS, LLC
VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC
CRD#: 315828 / SEC#: 801-122083
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/18/2021)
IAR
Wisconsin(8/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VF
VANTAGE FINANCIAL PARTNERS, LLC
VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC
CRD#: 315828 / SEC#: 801-122083
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13230 Watertown Plank Road, Elm Grove, WI 53122
Mailing Address
13230 Watertown Plank Road, Elm Grove, WI 53122
Phone number
(262) 439-8587
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,118 |
| AUM (Assets Under Management) | $ 810,716,208 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANTAGE FINANCIAL PARTNERS, LLC
CRD#: 315828Elm Grove, WI 53122TRUST BUT VERIFY
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