Christopher J. Perrott
Professional summary
Christopher Joseph Perrott was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Christopher had worked at 3 firms, which includes PERROTT MATHER & GILDAY INC., MUTUAL SERVICE CORPORATION, FSC SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2002 - May 29, 2009
PERROTT, MATHER & GILDAY, INC.
October 10, 2001 - December 31, 2001
MUTUAL SERVICE CORPORATION
June 19, 2000 - October 9, 2001
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PERROTT, MATHER & GILDAY, INC.
CRD#: 38186 / SEC#: , 8-48123
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERROTT, CHRISTOPHER JOSEPH | PRESIDENT/CHIEF COMPLIANCE OFFICER | 4188299 |
Disclosures
| Regulatory Event | 1 |
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