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DW

David A. Wasitowski

SAVILE CAPITAL MARKETS LLC
Sheridan, WY 82801
Some features on this profile are disabled
CRD#: 4187976
DW

Professional summary

David Allan Wasitowski is a registered financial professional currently at SAVILE CAPITAL MARKETS LLC located in Sheridan, Wyoming.

David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Allan Wasitowski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 2, 2022 - Present

SAVILE CAPITAL MARKETS LLC

Office #1: 2 N. Main Street Suite 310, Sheridan, WY 82801Office #2: 1200 Brickell Ave. Ste 1680, Miami, FL 33131Office #3: 250 Munoz Rivera Ave Suite 1420, San Juan, PR 00918Office #4: 2 N. Main Street Suite 310, Sheridan, WY 82801
BD
CRD#: 316748
Sheridan, WY
Past

November 29, 2016 - August 6, 2021

UCAP AMERICAS

BD
CRD#: 173643
MIAMI, FL
Past

August 17, 2015 - October 31, 2016

MARTEL CAPITAL, LLC

BD
CRD#: 159049
New York, NY
Past

March 31, 2011 - August 17, 2015

FOREFRONT CAPITAL MARKETS LLC

BD
CRD#: 151812
NEW YORK, NY
Past

August 27, 2009 - January 26, 2011

GENESIS SECURITIES, LLC

BD
CRD#: 46992
NEW YORK, NY
Past

April 14, 2005 - June 22, 2006

CLIFDEN EQUITIES, LLC

BD
CRD#: 38278
ST. JOHN,
Past

April 30, 2002 - November 26, 2008

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

April 4, 2002 - April 30, 2002

PALI CAPITAL, LLC

BD
CRD#: 40173
NEW YORK, NY
Past

August 24, 2001 - April 2, 2002

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
JERSEY CITY, NJ
Past

September 13, 2000 - April 5, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/12/2024)
RR
Connecticut
(8/4/2023)
RR
Florida
(5/25/2023)
RR
Georgia
(10/2/2023)
RR
New York
(3/29/2023)
RR
Puerto Rico
(9/20/2023)
RR
Texas
(10/23/2023)
RR
Wyoming
(11/21/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 9/22/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/14/2011
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/7/2001
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/10/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SAVILE CAPITAL MARKETS LLC
SAVILE CAPITAL GROUP DBA | TRADE BRIDGE CAPITAL LLC | SAVILE CAPITAL MARKETS LLC | SAVILE CAPITAL MARKETS DBA

CRD#: 316748 / SEC#: , 8-70857

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2 N. Main Street Suite 310, Sheridan, WY 82801
Mailing Address
2 N. Main Street Suite 310, Sheridan, WY 82801
Phone number
(307) 751-7122
Established
Wyoming since 08/16/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAVILE CAPITAL GROUP LLCMEMBER
MARINO, LUIS ALFONSOMANAGER, CEO & EXECUTIVE REP.1426723
WASITOWSKI, DAVID ALLANMANAGER, CCO, FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4187976

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAVILE CAPITAL MARKETS LLC

CRD#: 316748Sheridan, WY 82801

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