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ED

Edith C. David

BBAE ADVISORS LLC
Plano, TX 75024
Some features on this profile are disabled
CRD#: 4187931
ED

Professional summary

Edith Clara David, who also goes by Clair David, Edith C Middleton, Clair Middleton, Edith Clara Middleton, Edith Clara Saenger, Clair Saenger-middleton, is a registered financial advisor currently at BBAE ADVISORS LLC located in Plano, Texas and REDBRIDGE SECURITIES LLC located in Plano, Texas.

Edith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Edith has worked at 15 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 4, Series 53, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Clair David | Edith C Middleton | Clair Middleton | Edith Clara Middleton | Edith Clara Saenger | Clair Saenger-Middleton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BBAE Advisors; 7700 Windrose Ave, Suite G300, Floor 3, Plano, TX 75024; Chief Compliance Officer; Securities Related Business Redbridge Securities; 7700 Windrose Ave, Suite G300, Floor 3, Plano, TX 75024; Chief Compliance Officer; Securities Related Business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edith Clara David's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2023 - Present

BBAE ADVISORS LLC

Office #1: 7700 Windrose Ave Suite G300, Plano, TX 75024
RIA
CRD#: 269900
Plano, TX
Current

June 29, 2023 - Present

REDBRIDGE SECURITIES LLC

Office #1: 7700 Windrose Ave, Suite G300 Floor 3, Plano, TX 75024
BD
CRD#: 287912
Plano, TX
Past

May 27, 2022 - July 11, 2023

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

BD
CRD#: 1254
DALLAS, TX
Past

February 1, 2022 - July 11, 2023

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RIA
CRD#: 283004
Dallas, TX
Past

February 1, 2022 - May 27, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
DALLAS, TX
Past

January 26, 2021 - February 1, 2022

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Plano, TX
Past

January 25, 2021 - February 1, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Plano, TX
Past

November 1, 2019 - January 26, 2021

PROSPERA FINANCIAL SERVICES, INC.

RIA
CRD#: 10740
DALLAS, TX
Past

October 31, 2019 - January 26, 2021

PROSPERA FINANCIAL SERVICES, INC.

BD
CRD#: 10740
DALLAS, TX
Past

December 4, 2018 - October 24, 2019

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

March 8, 2016 - December 5, 2018

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
Dallas, TX
Past

March 8, 2016 - December 5, 2018

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX
Past

June 24, 2014 - March 1, 2016

WFG ADVISORS, LP

RIA
CRD#: 125073
DALLAS, TX
Past

June 24, 2014 - March 1, 2016

WFG INVESTMENTS, INC.

BD
CRD#: 22704
DALLAS, TX
Past

November 7, 2012 - June 30, 2014

OSAIC FA, INC.

RIA
CRD#: 3978
DALLAS, TX
Past

November 7, 2012 - June 30, 2014

OSAIC FA, INC.

BD
CRD#: 3978
DALLAS, TX
Past

May 23, 2012 - August 29, 2012

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
FORT WORTH, TX
Past

March 28, 2012 - August 29, 2012

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
FORT WORTH, TX
Past

November 8, 2011 - March 27, 2012

PROSPERA FINANCIAL SERVICES, INC.

BD
CRD#: 10740
DALLAS, TX
Past

March 27, 2009 - November 15, 2011

SCOTTRADE, INC.

BD
CRD#: 8206
ARLINGTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BBAE ADVISORS LLC
BBAE ADVISORS LLC | JIMUSTOCK SECURITIES LLC | BBAE ADVISORS LLC.

CRD#: 269900 / SEC#: 801-104469

RIA
Registered Investment Advisory firm - (8/27/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/30/2023)
IAR
Texas
(8/3/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/8/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/16/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/26/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/12/2018
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/12/2016
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/16/2014
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/9/2014
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/27/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BA
BBAE ADVISORS LLC
BBAE ADVISORS LLC | JIMUSTOCK SECURITIES LLC | BBAE ADVISORS LLC.

CRD#: 269900 / SEC#: 801-104469

RIA
Registered Investment Advisory firm - (8/27/2015 Approved)
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Contact information

Main Address
7700 Windrose Ave Suite G300, Plano, TX 75024
Mailing Address
Phone number
(972) 618-0043
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BBAE ADVISORS FORM ADV MARCH 2024 (3/26/2025)

Regulatory assets under management

Total Number of Accounts95
AUM (Assets Under Management)$ 805,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BBAE ADVISORS LLC

CRD#: 269900Plano, TX 75024

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