BG
Brandon M. Graetz
GRAETZ WEALTH
JENISON, MI 49428
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CRD#: 4187794
BG
Professional summary
Brandon Michael Graetz is a registered financial advisor currently at GRAETZ WEALTH located in Jenison, Michigan.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brandon has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Brandon Graetz, Insurance Agent, Investment-Related, 6925 Verde Vista Drive NE, Rockford, MI 49341, Insurance Sales, Insurance Agent, Start Date: 01/2015, Hours Dedicated: 2 hours per week (2 hours per week during trading hours), Duties: Life and Annuity sales. Advisor 123 LLC; Investment-Related; Caledonia, MI; Member; Start Date: 01/2023; Hours Dedicated: 8 hours per month during trading. Lake Bella Vista Improvement Association; Non Investment Related; 6411 Bella Vista Dr NE, Rockford, MI 49341; Neighborhood Improvement Association; Treasurer; Started 10/2019; 4 Hours/Month Devoted; 0 Hours/Month Devoted During Securities Trading Hours; Standard Treasurer Duties Including But Not Limited To Budgeting, Signing Checks etc. LBV Water Services; Non Investment Related; 6411 Bella Vista Dr NE, Rockford, MI 49341; Utility - City Water Provider; Treasurer; Started 10/2019; 1 Hours/Month Devoted; 0 Hours/Month Devoted During Securities Trading Hours; Standard Treasurer Duties Including But Not Limited To Budgeting, Signing Checks etc.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Michael Graetz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2022 - Present
GRAETZ WEALTH
Office #1: 501 Baldwin Street Suite 207, Jenison, MI 49428RIA
CRD#: 317857
JENISON, MI
Past
October 3, 2013 - August 2, 2022
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
WHEATON, IL
Past
October 10, 2007 - August 29, 2011
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
GRAND RAPIDS, MI
Past
July 6, 2005 - July 19, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
EAST GRAND RAPIDS, MI
Past
May 1, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
March 25, 2002 - April 29, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
July 11, 2000 - February 8, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GRAETZ WEALTH
GRAETZ WEALTH | GRAETZ WEALTH, LLC
CRD#: 317857 / SEC#: 801-129537
RIA
Registered Investment Advisory firm - (2/26/2024 Approved)California
Registered Investment Advisory firm - (4/26/2024 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/2/2024 Terminated)Texas
Registered Investment Advisory firm - (3/27/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(1/20/2022)
IAR
Texas(3/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
GW
GRAETZ WEALTH
GRAETZ WEALTH | GRAETZ WEALTH, LLC
CRD#: 317857 / SEC#: 801-129537
RIA
Registered Investment Advisory firm - (2/26/2024 Approved)California
Registered Investment Advisory firm - (4/26/2024 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/2/2024 Terminated)Texas
Registered Investment Advisory firm - (3/27/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Baldwin Street Suite 207, Jenison, MI 49428
Mailing Address
Phone number
(616) 226-8867
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 752 |
| AUM (Assets Under Management) | $ 132,413,969 |
Red Flags
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Company Information
GRAETZ WEALTH
CRD#: 317857Jenison, MI 49428TRUST BUT VERIFY
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