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Francis Edwin Edsall Iii

OCEANSIDE, CA
·CRD# 4187744·26 years experience

Professional Summary

Francis Edwin Edsall III, who also goes by Frank Edwin Edsall III, Francis Edwin Edsall III, Francis Edwin Edsall Iii, was a registered financial advisor. Francis was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Francis had worked at 13 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Edwin Edsall Iii, Francis Edwin Edsall Iii, Francis Edwin Edsall Iii

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

Unknown Firm·
Oceanside, CA
July 13, 2026 - Present
PRESIDIO CAPITAL MANAGEMENT, LLC·CRD# 304501
RIA
San Diego, CA
August 21, 2025 - April 30, 2026
VIRTUS INVESTMENT ADVISERS, LLC·CRD# 106982
RIA
Oceanside, CA
November 19, 2018 - June 30, 2025
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
June 1, 2017 - June 30, 2025
VIRTUS CAPITAL ADVISERS, LLC·CRD# 107346
RIA
Temecula, CA
April 24, 2015 - November 19, 2018
FORESIDE ASSOCIATES, LLC·CRD# 13494
BD
Portland, ME
October 7, 2014 - June 1, 2017
NATIXIS DISTRIBUTION, LLC·CRD# 34754
BD
Boston, MA
March 8, 2011 - April 9, 2014
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
February 1, 2007 - January 21, 2011
COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Jersey City, NJ
October 18, 2004 - January 5, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
San Diego, CA
December 19, 2003 - November 4, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 26, 2003 - November 4, 2004
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
September 6, 2002 - November 25, 2003
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
April 30, 2001 - August 16, 2002
PACIFIC SELECT DISTRIBUTORS, LLC·CRD# 4452
BD
Newport Beach, CA
August 28, 2000 - February 22, 2001

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(7/13/2026)
IAR
Texas
(8/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2015About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Dec 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2000About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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