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FE

Francis E. Edsall

OCEANSIDE, CA
Some features on this profile are disabled
CRD#: 4187744
FE
Francis Edwin Edsall III

Professional summary


Francis Edwin Edsall III, who also goes by Frank Edwin Edsall III, Francis Edwin Edsall III, Francis Edwin Edsall Iii, was a registered financial advisor .

Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Francis had worked at 13 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance


Always Fiduciary

Aliases


Frank Edwin Edsall Iii | Francis Edwin Edsall Iii | Francis Edwin Edsall Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 13, 2026 - Present

OCEANSIDE, CA
Past

August 21, 2025 - April 30, 2026

PRESIDIO CAPITAL MANAGEMENT, LLC

RIA
CRD#: 304501
SAN DIEGO, CA
Past

November 19, 2018 - June 30, 2025

VIRTUS INVESTMENT ADVISERS, LLC

RIA
CRD#: 106982
OCEANSIDE, CA
Past

June 1, 2017 - June 30, 2025

VP DISTRIBUTORS LLC

BD
CRD#: 3036
HARTFORD, CT
Past

April 24, 2015 - November 19, 2018

VIRTUS CAPITAL ADVISERS, LLC

RIA
CRD#: 107346
TEMECULA, CA
Past

October 7, 2014 - June 1, 2017

FORESIDE ASSOCIATES, LLC

BD
CRD#: 13494
PORTLAND, ME
Past

March 8, 2011 - April 9, 2014

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

February 1, 2007 - January 21, 2011

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

October 18, 2004 - January 5, 2007

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

December 19, 2003 - November 4, 2004

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN DIEGO, CA
Past

November 26, 2003 - November 4, 2004

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 6, 2002 - November 25, 2003

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

April 30, 2001 - August 16, 2002

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

August 28, 2000 - February 22, 2001

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/13/2026)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/23/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2003
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current firm


No current employment

Red Flags


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Company Information


No current employment

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