John B. Sender
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Benton Sender was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 5 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1983 - February 4, 1988
FS CAPITAL GROUP
February 28, 1978 - January 13, 1983
BIRR, WILSON & CO., INC.
November 4, 1976 - March 6, 1978
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 29, 1974 - September 24, 1976
FRANKLIN SERVICE CORPORATION
December 28, 1970 - March 29, 1974
WINFIELD DISTRIBUTORS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/8/1962
Registered Representative ExaminationSeries 00
Date: 4/4/1972
General Securities Principal ExaminationCurrent Firm
FS CAPITAL GROUP
CRD#: 13434 / SEC#: , 8-29106
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
