TC
Todd M. Cesca
CHARTER OAK CAPITAL MANAGEMENT
Portsmouth, NH 03801
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CRD#: 4187446
TC
Professional summary
Todd Michael Cesca is a registered financial advisor currently at CHARTER OAK CAPITAL MANAGEMENT located in Portsmouth, New Hampshire.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Todd has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JOHN PEABODY MASONIC CHARITY FUND. INV RELATED, 4 NORTH STREET KENNEBUNKPORT ME 04046, NON PROFIT CHARITY FUND, TRUSTEE. 3 HRS/MO, 0 DURING TRADING. REVIEW INVESTMENT PORTFOLIO OF CHARITY FUND TO ENSURE INVESTMENTS REFLECT STATED GOALS OF THE TRUST OBJECTIVES, I RECIEVE NO COMPENSATION FOR THIS SERVICE. 2. KENNEBUNK HIGH SCHOOL LACROSSE, NOT INVESTMENT RELATED, 89 FLETCHER STREET, KENNEBUNK, ME 04043, LACROSSE COACH, 5/06 START DATE, STIPEND START DATE 03/21, 20 HOURS IN SEASON, 0 DURING TRADING, $3,000 STIPEND ANNUALLY; 3. GRAND LODGE OF MAINE - SCOTTISH TIRE MASONS, NON-PROFIT CHARITY. REVIEW PORTFOLIO TO ENSURE INVESTMENTS RELECTS STATED GOALS OF THE INVESTMENT POLICY STATEMENT, NO COMPENSATION,415 CONGRESS STREET, PORTLAND ME 04101, 8 HOURS ANNUAL, 0 DURING TRADING HOURS; 4. UNITED WAY OF SOUTHERN MAINE, 550 FOREST AVENUE, SUITE 100, PORTLAND, ME 04101, NOT INVESTMENT RELATED, PROVIDE & ORGANIZE ESSENTIAL SERVICES TO THE COMMUNITY, BOARD VICE CHAIR, 10 HOURS A MONTH, 0 DURING TRADING HOURS. 5. OAK TREE PROPERTIES, INC., 68 MAIN STREET, SUITE 3, KENNEBUNK, ME 04043. 25% OWNER, NON-INVESTMENT RELATED, BUSINESS OWNS A COMMERCIAL PROPERTY TO RENT AND RENTS TO CHARTER OAK CAPITAL MANAGEMENT STARTING SPRING 2022, 1 HOUR/MONTH, 1 DURING TRADING HOURS, NO DISCRETIONARY AUTHORITY OVER INVESTMENT ACCOUNTS, STARTED OCTOBER 20. 6.UNITED WAY OF SOUTHERN MAINE, BOARD OF DIRECTORS CHAIR, NOT INVESTMENT RELATED, 550 FOREST AVENUE, SUITE 100, PORTLAND, ME 04101, 12 HOURS A MONTH OUTSIDE DURING TRADING HOURS, CONTACT PERSON AT THE ORGANIZATION: DAN COYNE, WEBSITE ADDRESS FOR THE ORGANIZATION: WWW.UWSME.COM. 7. UNIVERSITY OF NEW ENGLAND, BOARD OF TRUSTEES, NOT INVESTMENT RELATED, 11 HILLSBEACH ROAD BIDDEFORD MAINE 04005, PRIVATE UNIVERSITY, GOVERNANCE, START DATE: 2024-11-07, HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0, HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 2, PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0, CONTACT PERSON AT THE ORGANIZATION: ALICIA FEREDAY, WEBSITE ADDRESS FOR THE ORGANIZATION: WWW.UNE.EDU. 8. MAINE MASONIC CHARITABLE FOUNDATION, INVESTMENT COMMITTEE, NOT INVESTMENT RELATED, PO BOX 430 HOLDEN MAINE 04429, MEET WITH INVESTMENT MANAGER, EVALUATE SPENDING POLICY, START DATE: 2020-02-10, HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0, HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 1, PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0, CONTACT PERSON AT THE ORGANIZATION: SUSAN SARRACHI, WEBSITE ADDRESS FOR THE ORGANIZATION: WWW.MASONICCHARITABLEFOUNDATION.ORG. 9. MAINE CONSISTORY/ VALLEY OF PORTLAND SCOTTISH RITE MASONS, FINANCE COMMITTEE, INVESTMENT RELATED, 415 CONGRESS STREET PORTLAND MAINE 04101, REVIEW BUDGET, EVALUATE INVESTMENT PORTFOLIO MANAGER, EVALUATE SPENDING POLICY, START DATE : 2008-06-23, HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0, HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 2, PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0, CONTACT PERSON AT THE ORGANIZATION: JAMES EDWARDS, WEBSITE ADDRESS FOR THE ORGANIZATION: WWW.PORTLANDMASONIC.COM. 10. MAINE EDUCATION SERVICE FOUNDATION, BOARD OF DIRECTORS CHAIR, INVESTMENT RELATED: NO, PO BOX 1296 ALFRED MAINE 04002, START DATE: 2024-11-01, HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0, HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 2, PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0, CONTACT PERSON AT THE ORGANIZATION: KRISTIE HURLBERT, WEBSITE ADDRESS FOR THE ORGANIZATION: WWW.MESFOUNDATION.COM.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Michael Cesca's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2003 - Present
CHARTER OAK CAPITAL MANAGEMENT
Office #1: Two International Drive Suite 325, Portsmouth, NH 03801Office #2: 62 Portland Road Suite 37, Kennebunk, ME 04043RIA
CRD#: 120870
Portsmouth, NH
Past
January 14, 2005 - December 31, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
KENNEBUNK, ME
Past
April 16, 2002 - January 14, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
April 25, 2001 - February 25, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
July 6, 2000 - January 2, 2001
KRIEGER FINANCIAL SERVICES, INC.
BD
CRD#: 44959
DELRAY BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
CHARTER OAK CAPITAL MANAGEMENT
CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD#: 120870 / SEC#: 801-64808
RIA
Registered Investment Advisory firm - (11/2/2005 Approved)Maine
Registered Investment Advisory firm - (12/31/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (3/21/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(6/24/2003)
IAR
New Hampshire(3/14/2014)
IAR
Texas(11/22/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CO
CHARTER OAK CAPITAL MANAGEMENT
CHARTER OAK CAPITAL MANAGEMENT | TROIANO AND ASSOCIATES, INC. | TROIANO AND ASSOCIATES | TROIANAO AND ASSOCIATES | TODD MICHAEL CESCA | JEFFREY SCOTT TROIANO | GEORGE THURLOW | CHARTER OAK CAPITAL MANAGEMENT, LLC
CRD#: 120870 / SEC#: 801-64808
RIA
Registered Investment Advisory firm - (11/2/2005 Approved)Maine
Registered Investment Advisory firm - (12/31/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (3/21/2006 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Two International Drive Suite 325, Portsmouth, NH 03801
Mailing Address
Phone number
(800) 646-5720
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,359 |
| AUM (Assets Under Management) | $ 1,419,829,350 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 |
Red Flags
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Company Information
CHARTER OAK CAPITAL MANAGEMENT
CRD#: 120870Portsmouth, NH 03801TRUST BUT VERIFY
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