Nicholas A. Passarelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Antonio Passarelli, who also goes by Nicholas Passarelli, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2003. Nicholas had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 10, Series 9, Series 14, Series 24 and Series 14A exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2020 - March 4, 2024
BREX TREASURY LLC
March 25, 2009 - July 6, 2010
HILLIARD FARBER SECURITIES CORP.
March 25, 2009 - August 9, 2018
DEALERWEB LLC
May 24, 2006 - May 14, 2008
KELLOGG CAPITAL GROUP LLC
January 3, 2005 - March 20, 2009
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
November 4, 2004 - January 6, 2005
KELLOGG CAPITAL GROUP LLC
June 23, 2003 - December 2, 2008
KELLOGG CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 14A
Date: 1/28/2004
Compliance Official Specialist ExamCurrent Firm
BREX TREASURY LLC
CRD#: 299606 / SEC#: , 8-70251
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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