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Erin Dolan Knight

CRD# 4187369·Registered 2000 - 2021
Previously Registered: Being a previously registered professional could mean that Erin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Erin Dolan Knight, who also goes by Erin Lee Dolan, Erin Lee Dolan, was a registered financial advisor. Erin was a previously registered financial professional and started their career in finance 2000 - 2021. Erin had worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erin Lee Dolan, Erin Lee Dolan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

LATIN SECURITIES INC.·CRD# 164117
BD
Miami, FL
November 20, 2019 - October 27, 2021
LPL FINANCIAL LLC·CRD# 6413
BD
Coral Gables, FL
March 23, 2012 - November 27, 2017
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
April 5, 2007 - July 12, 2010
PFIC SECURITIES CORPORATION·CRD# 34941
BD
Franklin, TN
September 25, 2003 - April 5, 2007
SOUTHTRUST SECURITIES, LLC·CRD# 17922
BD
Birmingham, AL
June 14, 2000 - May 6, 2003

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Current Firm

LS
LATIN SECURITIES INC.

KOVACK INTERNATIONAL SECURITIES INC | LATIN SECURITIES, INC. | LATIN SECURITIES INC. | LATIN SECURITIES INC | KOVACK INTERNATIONAL WEALTH MANAGEMENT, INC.

CRD#: 164117 / SEC#: 8-69086
Delaware
Registered Investment Advisory firm - SEC (11/28/2023 Approved)
Florida
Registered Investment Advisory firm - SEC (6/29/2023 Approved)
Wyoming
Registered Investment Advisory firm - SEC (10/30/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

100 Se 2nd Street, Suite #3975, Miami, FL 33131

Mailing Address

100 Se 2nd Street, Suite #3975, Miami, FL 33131

Phone Number

(786) 579-0234

Established

Florida since 01/02/2012

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

6

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LATIN SECURITIES HOLDINGS, LLCSHAREHOLDER—
DAGLIO, ALINA ANASTASIACCO7470112
NILSSON, THOMAS MARTINCEO6157841
RAMIREZ, SEBASTIANCIO6181852
VELASQUEZ ELNESER, FARID ANDRESFINOP4865394
VICTORICA GARCIA, PATRICIACOO2788122

Regulatory Assets Under Management

Total Number of Accounts

37

AUM (Assets Under Management)

$48,918,929

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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