Trevor R. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor R Mason was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2004. Trevor had worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2013 - May 6, 2015
ICBC STANDARD SECURITIES INC.
October 3, 2011 - July 2, 2013
OPPENHEIMER & CO. INC.
May 11, 2010 - September 29, 2011
MACQUARIE CAPITAL (USA) INC.
December 24, 2009 - April 1, 2010
J.P. MORGAN SECURITIES LLC
February 28, 2008 - December 31, 2009
J.P. MORGAN CLEARING CORP.
September 22, 2004 - December 31, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ICBC STANDARD SECURITIES INC.
CRD#: 35560 / SEC#: , 8-46816
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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