David B. Wescoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Benton Wescoe was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2000. David had worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2014 - September 24, 2015
EFFICIENT MARKET ADVISORS, LLC
April 7, 2005 - June 14, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 5, 2005 - June 14, 2005
NORTHWESTERN MUTUAL TRUST COMPANY
October 5, 2000 - June 14, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
EFFICIENT MARKET ADVISORS, LLC
CRD#: 132188 / SEC#: 801-66784
Contact information
Red Flags
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