Robert M. Semisch

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CRD#: 418715

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Macfarland Semisch was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2001. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 23, 2013 - July 8, 2019

CAPITAL RESEARCH ADVISORS, LLC

RIA

CRD#: 125621

SUWANEE, GA

Past

May 9, 2007 - April 26, 2013

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

ATLANTA, GA

Past

May 1, 2007 - November 13, 2008

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

January 18, 2006 - May 1, 2007

SICOR SECURITIES INC

RIA

CRD#: 16195

ATLANTA, GA

Past

January 9, 2006 - May 1, 2007

SICOR SECURITIES INC

CRD#: 16195

ATLANTA, GA

Past

September 8, 2005 - January 5, 2006

RESOURCE HORIZONS GROUP LLC

RIA

CRD#: 104368

ATLANTA, GA

Past

September 1, 2005 - January 5, 2006

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

MARIETTA, GA

Past

November 9, 2004 - September 1, 2005

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

April 7, 2003 - November 18, 2004

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

March 25, 2003 - November 18, 2004

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 6, 2001 - March 26, 2003

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/5/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/18/2003

General Securities Principal Examination

Current Firm

CAPITAL RESEARCH ADVISORS, LLC

CRD#: 125621 / SEC#: 801-65240

RIA

Registered Investment Advisory firm - (8/7/2019 Terminated)

Georgia

Registered Investment Advisory firm - (8/1/2019 Approved)

Texas

Registered Investment Advisory firm - (7/2/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3011 Sutton Gate Drive Second Floor, Suite 240, Suwanee, GA 30024

Mailing Address

Phone number

(770) 925-1000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	225
AUM (Assets Under Management)	$ 78,735,225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert M. Semisch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORTITUDE ADVISORY GROUP L.L.C.

ARGENTUS SECURITIES, LLC

SICOR SECURITIES INC

SICOR SECURITIES INC

RESOURCE HORIZONS GROUP LLC

RESOURCE HORIZONS GROUP LLC

DUNWOODY BROKERAGE SERVICES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2001

Series 63

Date: 4/11/2001

Series 7

Date: 4/5/2001

Series 24

Date: 2/18/2003

Current Firm

CAPITAL RESEARCH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL RESEARCH ADVISORS, LLC

TRUST BUT VERIFY

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