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Robert Macfarland Semisch

CRD# 418715·Registered 2001 - 2019
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Macfarland Semisch was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2001 - 2019. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

CAPITAL RESEARCH ADVISORS, LLC·CRD# 125621
RIA
Suwanee, GA
July 23, 2013 - July 8, 2019
FORTITUDE ADVISORY GROUP L.L.C.·CRD# 116083
RIA
Atlanta, GA
May 9, 2007 - April 26, 2013
ARGENTUS SECURITIES, LLC·CRD# 45915
BD
Dallas, TX
May 1, 2007 - November 13, 2008
SICOR SECURITIES INC·CRD# 16195
RIA
Atlanta, GA
January 18, 2006 - May 1, 2007
SICOR SECURITIES INC·CRD# 16195
BD
Atlanta, GA
January 9, 2006 - May 1, 2007
RESOURCE HORIZONS GROUP LLC·CRD# 104368
RIA
Atlanta, GA
September 8, 2005 - January 5, 2006
RESOURCE HORIZONS GROUP LLC·CRD# 104368
BD
Marietta, GA
September 1, 2005 - January 5, 2006
DUNWOODY BROKERAGE SERVICES, INC.·CRD# 31183
BD
Atlanta, GA
November 9, 2004 - September 1, 2005
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Atlanta, GA
April 7, 2003 - November 18, 2004
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
March 25, 2003 - November 18, 2004
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
April 6, 2001 - March 26, 2003

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Current Firm

CR
CAPITAL RESEARCH ADVISORS, LLC

CAPITAL RESEARCH ADVISORS, LLC

CRD#: 125621 / SEC#: 801-65240
RIA
Registered Investment Advisory firm - SEC (8/7/2019 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (8/1/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (7/2/2019 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3011 Sutton Gate Drive Second Floor, Suite 240, Suwanee, GA 30024

Phone Number

(770) 925-1000

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

154

AUM (Assets Under Management)

$62,943,363

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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