AS
Aaron J. Stephens
LIFE LINE WEALTH MANAGEMENT LLC
Houston, TX 77056
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CRD#: 4187057
AS
Professional summary
Aaron Jerome Stephens is a registered financial advisor currently at LIFE LINE WEALTH MANAGEMENT LLC located in Houston, Texas.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Aaron has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Manager; LifeLine Torch Management LLC; Investment Related: YES; Location: 8447 Wilshire Blvd, Suite 200, Beverly Hills, CA 90211; Description of the business: Manager of special purpose investment vehicles; Responsibilities Duties: Manage investment activities of various SPVs; Start date with business: 2020-09-23; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 1.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Jerome Stephens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2018 - Present
LIFE LINE WEALTH MANAGEMENT LLC
Office #1: 2700 Post Oak Blvd Ste 1700, Houston, TX 77056RIA
CRD#: 171051
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LL
LIFE LINE WEALTH MANAGEMENT LLC
LIFE LINE WEALTH MANAGEMENT LLC
CRD#: 171051 / SEC#: 801-114579
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)California
Registered Investment Advisory firm - (6/22/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/23/2019 Terminated)Texas
Registered Investment Advisory firm - (5/23/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(8/27/2018)
IAR
Texas(9/1/2021)
Exams
Current Firm
LL
LIFE LINE WEALTH MANAGEMENT LLC
LIFE LINE WEALTH MANAGEMENT LLC
CRD#: 171051 / SEC#: 801-114579
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)California
Registered Investment Advisory firm - (6/22/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/23/2019 Terminated)Texas
Registered Investment Advisory firm - (5/23/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8447 Wilshire Boulevard Suite 200, Beverly Hills, CA 90211
Mailing Address
Phone number
(323) 452-9548
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 399 |
| AUM (Assets Under Management) | $ 476,175,821 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/23/2024 | ||
| 09/26/2022 |
Red Flags
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