Peter D. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Dean Ford Mitchell, who also goes by Pete Mitchell, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2007 - February 2, 2017
PETE MITCHELL, INC.
July 14, 2006 - December 31, 2006
PETE MITCHELL, INC.
October 18, 2004 - January 25, 2005
COUNTRYWIDE INVESTMENT SERVICES, INC.
April 12, 2002 - October 12, 2004
WORLD GROUP SECURITIES, INC.
May 22, 2000 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PETE MITCHELL, INC.
CRD#: 140026 / SEC#: 801-66481
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
