John T. Carson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Carson, who also goes by John Thomas Carson Mr., was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2014 - January 4, 2018
ALIGHT FINANCIAL SOLUTIONS, LLC
March 9, 2009 - June 12, 2013
E*TRADE SECURITIES LLC
March 8, 2004 - November 21, 2008
FIDELITY BROKERAGE SERVICES LLC
March 27, 2003 - March 8, 2004
FIDELITY DISTRIBUTORS COMPANY LLC
June 28, 2000 - April 2, 2001
ONECORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALIGHT FINANCIAL SOLUTIONS, LLC
CRD#: 36509 / SEC#: , 8-47344
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
