Todd C. Kuen

GATEWAY WEALTH PARTNERS

Appleton, WI 54911

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CRD#: 4186656

Professional summary

Todd Christopher Kuen, who also goes by Todd C Kuen, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Appleton, Wisconsin and LPL FINANCIAL LLC located in Appleton, Wisconsin.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Todd has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd C Kuen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Todd Kuen is dually-registered with Gateway Wealth Partners, LLC and LPL Financial, LLC ("LPL"). Todd Kuen has served as an investment advisor representative for Gateway Wealth Partners, LLC since 01/2023 and a registered representative with LPL since 05/2022. Business is conducted from 100 W. Lawrence Street, Suite 304, Appleton, WI 54911. Approximately 90% of Todd Kuen's time is for services as an investment advisor representative and the balance as a registered representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Christopher Kuen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2023 - Present

GATEWAY WEALTH PARTNERS, LLC

Office #1: 100 W. Lawrence Street Suite 304, Appleton, WI 54911

RIA

CRD#: 322789

Appleton, WI

Current

May 16, 2022 - Present

LPL FINANCIAL LLC

Office #1: 100 W Lawrence St Ste 304, Appleton, WI 54911

RIA

CRD#: 6413

Appleton, WI

Past

January 3, 2019 - May 16, 2022

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

APPLETON, WI

Past

October 11, 2018 - May 19, 2022

F3LOGIC, LLC

RIA

CRD#: 289863

Appleton, WI

Past

February 25, 2016 - April 23, 2018

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

Appleton, WI

Past

February 25, 2016 - April 23, 2018

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

February 25, 2016 - April 23, 2018

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

February 25, 2016 - April 23, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

January 2, 2015 - April 17, 2015

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

APPLETON, WI

Past

September 8, 2005 - December 4, 2014

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

APPLETON, WI

Past

August 5, 2004 - April 23, 2018

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

August 5, 2004 - April 17, 2015

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

August 5, 2004 - April 23, 2018

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

August 15, 2001 - September 25, 2002

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

July 24, 2000 - August 14, 2001

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(5/16/2022)

IAR

Wisconsin
(1/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/21/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/1/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)

GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5,702
AUM (Assets Under Management)	$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd C. Kuen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Christopher Kuen's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL GROUP, LLC

F3LOGIC, LLC

INVESTMENT CENTERS OF AMERICA, INC.

NATIONAL PLANNING CORPORATION

INVESTMENT CENTERS OF AMERICA, INC.

INVEST FINANCIAL CORPORATION

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

SII INVESTMENTS, INC.

INVESTMENT CENTERS OF AMERICA, INC.

SII INVESTMENTS, INC.

THE O.N. EQUITY SALES COMPANY

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2001

Series 63

Date: 7/28/2000

SIE

Date: 4/23/2018

Series 7

Date: 9/15/2004

Series 6

Date: 7/21/2000

Series 24

Date: 11/1/2004

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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