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JS

James M. Seltzer

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CRD#: 418665
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Milton Seltzer was a registered financial advisor .

James is a previously registered financial advisor and started their career in finance in 1970. James had worked at 9 firms and has passed the Series 65, Series 63, Series 5, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 15, 2003 - January 27, 2004

SAWTOOTH SECURITIES, LLC

BD
CRD#: 105386
BOISE, ID
Past

May 2, 2002 - December 10, 2003

FIRST MONTAUK SECURITIES CORP.

RIA
CRD#: 13755
BOISE, ID
Past

August 22, 2001 - December 10, 2003

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

May 8, 2000 - July 31, 2001

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

November 19, 1989 - May 9, 2000

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

December 1, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

February 27, 1986 - December 3, 1987

G. T. MURRAY & CO.

BD
CRD#: 7446
Past

August 13, 1984 - February 25, 1986

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

December 15, 1971 - August 3, 1984

BIRR, WILSON & CO., INC.

BD
CRD#: 93
Past

May 21, 1970 - January 13, 1972

WALTON CO INC

BD
CRD#: 1000002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/5/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/11/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 5
Date: 10/9/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 1
Date: 3/13/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/8/1988
General Securities Principal Examination

Current Firm

SS
SAWTOOTH SECURITIES, LLC
SAWTOOTH SECURITIES, LLC

CRD#: 105386 / SEC#: , 8-52983

BD
Terminated by SEC on 08/31/2009
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Contact information

Main Address
Mailing Address
Phone number
Established
Idaho since 10/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
NORTHWEST ANGEL NETWORK, INC.OWNER
MECHAM EQUITIES & INVESTMENTSOWNER
MECHAM, SCOTTCEO, CFO, OP, MP2640927

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAWTOOTH SECURITIES, LLC

CRD#: 105386

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