Yu Jin Kim

TOEWS ASSET MANAGEMENT

Northfield, NJ 08225-1844

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CRD#: 4186432

Professional summary

Yu Jin Kim, who also goes by Yu Jin Kim, is a registered financial advisor currently at TOEWS ASSET MANAGEMENT located in Northfield, New Jersey and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Yu Jin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Yu Jin has worked at 13 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Yu Jin Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yu Jin Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2021 - Present

TOEWS ASSET MANAGEMENT

Office #1: 1750 Zion Road Suite 201, Northfield, NJ 08225-1844

RIA

CRD#: 106304

Northfield, NJ

Current

June 3, 2021 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Past

December 6, 2017 - May 7, 2021

PENN MUTUAL ASSET MANAGEMENT, LLC

RIA

CRD#: 107518

Horsham, PA

Past

September 25, 2017 - April 20, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Horsham, PA

Past

October 15, 2012 - September 22, 2017

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HORSHAM, PA

Past

May 14, 2010 - August 17, 2012

WALNUT STREET SECURITIES, INC.

CRD#: 15840

SOMERSET, NJ

Past

May 14, 2010 - August 17, 2012

TOWER SQUARE SECURITIES, INC.

CRD#: 833

SOMERSET, NJ

Past

May 14, 2010 - August 17, 2012

NEW ENGLAND SECURITIES

CRD#: 615

SOMERSET, NJ

Past

May 3, 2010 - August 17, 2012

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SOMERSET, NJ

Past

July 18, 2002 - December 8, 2009

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HORSHAM, PA

Past

June 30, 2001 - July 3, 2002

DATEK ONLINE FINANCIAL SERVICES LLC

CRD#: 36807

JERSEY CITY, NJ

Past

November 20, 2000 - June 30, 2001

ICAPITAL MARKETS LLC

CRD#: 5209

OMAHA, NE

Past

September 6, 2000 - October 10, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 6, 2000 - October 10, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOEWS ASSET MANAGEMENT

BEHAVIORAL INVESTING INSTITUTE | TOEWS CORPORATION | TOEWS ASSET MANAGEMENT | TOEWS | SYNTHESIS INVESTMENTS ASSET MANAGEMENT

CRD#: 106304 / SEC#: 801-47765

RIA

Registered Investment Advisory firm - (12/9/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nebraska
(1/8/2024)

IAR

New Jersey
(5/19/2021)

New Jersey
(6/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/2/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/18/2006

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TOEWS ASSET MANAGEMENT

BEHAVIORAL INVESTING INSTITUTE | TOEWS CORPORATION | TOEWS ASSET MANAGEMENT | TOEWS | SYNTHESIS INVESTMENTS ASSET MANAGEMENT

CRD#: 106304 / SEC#: 801-47765

RIA

Registered Investment Advisory firm - (12/9/1994 Approved)

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Contact information

Main Address

1750 Zion Road Suite 201, Northfield, NJ 08225-1844

Mailing Address

Phone number

(877) 863-9726

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 945,114,686

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Yu Jin Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yu Jin Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

PENN MUTUAL ASSET MANAGEMENT, LLC

FORESIDE FUND SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

DATEK ONLINE FINANCIAL SERVICES LLC

ICAPITAL MARKETS LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TOEWS ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/2/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2000

Series 53

Date: 8/18/2006

Series 24

Date: 3/4/2002

FINRA

Current Firm

TOEWS ASSET MANAGEMENT

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOEWS ASSET MANAGEMENT

TRUST BUT VERIFY

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