Bradley D. Ewerth

P23 FINANCIAL,

Lincoln, NE 68510

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CRD#: 4186271

Professional summary

Bradley Dean Ewerth, CFP®, who also goes by Bradley D Ewerth, is a registered financial advisor currently at P23 FINANCIAL, INC located in Lincoln, Nebraska.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Bradley has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley D Ewerth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ESQUIRE PLAZA INC; INVESTMENT RELATED; 237 SO. 70TH SUITE 219 LINCOLN NE 68510; COMMERCIAL REAL ESTATE; SHAREHOLDER/MANAGER; 04/1994; 8 HOURS PER MONTH (8 HOURS DURING SECURITY TRADING HOURS); MANAGEMENT OF COMMERCIAL REAL ESTATE. 2) EWERTH & ASSOCIATES CPA; NOT INVESTMENT RELATED; 237 SO. 70TH SUITE 219 LINCOLN NE 68520; CERTIFIED PUBLIC ACCOUNTING BUSINESS; PRESIDENT; 10/01/1997; 180 HOURS/MONTH ( 180 HOURS DURING SECURITIES TRADING HOURS0; TAX CONSULTING, ACCOUNTING, TAX PLANNING AND COLLEGE PLANNING. 3) Brad Ewerth, Sole Proprietor; Investment Related; Lincoln, NE; Insurance Agent; Fixed Insurance Sales; Started 11/2017. 4) EARC23 LLC; INV REL; LINCOLN, NE; REAL ESTATE; PARTIAL OWNER/MANAGER; 11/2023; LESS THAN 1% OF TIME SPENT IN THIS PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Dean Ewerth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 18, 2018 - Present

P23 FINANCIAL, INC

Office #1: 237 South 70th, Suite 219, Lincoln, NE 68510

RIA

CRD#: 291112

Lincoln, NE

Past

January 5, 2017 - January 18, 2018

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

Lincoln, NE

Past

November 12, 2014 - December 9, 2015

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

LINCOLN, NE

Past

November 2, 2012 - December 9, 2015

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

LINCOLN, NE

Past

July 30, 2001 - April 18, 2011

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LINCOLN, NE

Past

May 24, 2000 - April 18, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

LINCOLN, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/8/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/2000

General Securities Representative Examination

Current Firm

P23 FINANCIAL, INC

CRD#: 291112 / SEC#:

Nebraska

Registered Investment Advisory firm - (1/18/2018 Approved)

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Contact information

Main Address

237 South 70th, Suite 219, Lincoln, NE 68510

Mailing Address

Phone number

(402) 486-3777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley D. Ewerth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Dean Ewerth's CRS (Customer Relationship Summary).

Certified licenses

Experience

P23 FINANCIAL, INC

FIRST ADVISORS NATIONAL, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2014

Series 66

Date: 6/8/2000

SIE

Date: 12/9/2015

Series 7

Date: 5/23/2000

Current Firm

P23 FINANCIAL, INC

Contact information

Documents

Red Flags

Company Information

P23 FINANCIAL, INC

TRUST BUT VERIFY

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